JAMES PEARSON (Adviser# 001248478) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 4, 2016.
| Register Name | Financial Advisers |
| Adviser Name | JAMES PEARSON |
| Adviser Number | 001248478 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 1985 |
| Financial Service (AFS) Licence |
Licence# 000235070 BARCLAY WELLS LTD |
| Licence ABN | 88009352836 |
| Adviser Start Date | 2016-10-04 |
| Appointing Representative Name | BARCLAY WELLS LTD |
| Appointing Representative Number | 000235070 |
| Appointing Representative ABN | 88009352836 |
| Disciplinary Action Start Date | 29/04/2013 |
| Disciplinary Action End Date | 28/04/2016 |
| Disciplinary Action Type | AFS Banning |
|
| Qualification / Degree | Institute / School |
|---|---|
| Series 3 Futures | FINRA |
| rg146 | Kaplan |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000235070 | BARCLAY WELLS LTD | 2016-10-04 - | BARCLAY WELLS LTD |
| Licence Name | BARCLAY WELLS LTD |
| Licence Number | 000235070 |
| Licence ABN | 88009352836 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| PAUL MICHAEL WAREING | Barclay Wells Ltd | Current | 2015-10-05 |
| TIMOTHY MARK HOGAN | Barclay Wells Ltd | Current | 2014-08-11 |
| GREG PLUMB | Barclay Wells Ltd | Current | 2014-06-10 |
| ANDY KONG | Barclay Wells Ltd | Current | 2014-02-01 |
| RICK DE SOUZA | Barclay Wells Ltd | Current | 2013-07-01 |
| TERRY GARDINER | Barclay Wells Ltd | Current | 2004-10-06 |
| CHRISTOPHER OLDFIELD | Barclay Wells Ltd | Current | 2004-01-01 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| PAUL MICHAEL WAREING | Barclay Wells Ltd | Current | 2015-10-05 |
| TIMOTHY MARK HOGAN | Barclay Wells Ltd | Current | 2014-08-11 |
| GREG PLUMB | Barclay Wells Ltd | Current | 2014-06-10 |
| ANDY KONG | Barclay Wells Ltd | Current | 2014-02-01 |
| RICK DE SOUZA | Barclay Wells Ltd | Current | 2013-07-01 |
| TERRY GARDINER | Barclay Wells Ltd | Current | 2004-10-06 |
| CHRISTOPHER OLDFIELD | Barclay Wells Ltd | Current | 2004-01-01 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.