GREGORY CARMEL SMITH


Licensee: SHENTON PTY LTD

GREGORY CARMEL SMITH (Adviser# 001250058) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is November 29, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name GREGORY CARMEL SMITH
Adviser Number 001250058
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2009
Financial Service (AFS) Licence Licence# 000345470
SHENTON PTY LTD
Licence ABN 88142204975
Adviser Start Date 2016-11-29
Appointing Representative Name SHENTON PTY LTD
Appointing Representative Number 000345470
Appointing Representative ABN 88142204975
Memberships Hong Kong Confederation of Insurance Brokers

Authorisations to provide financial product advice

  • GREGORY CARMEL SMITH
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Associate Financial Planner Exams Institute of Financial Planners Hong Kong
Bachelor of Laws LLB Chinese University of Hong Kong
Diploma of Financial Planning, Specialist Knowledge, SMSF Integrity Education Group
Level 2 Award Chartered Institute for Securities and Investment
Licensing Examination Paper 1 Hong Kong Securities & Investment Instiyute

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000345470 SHENTON PTY LTD 2016-11-29 - SHENTON PTY LTD

Licensee Information

Licence Name SHENTON PTY LTD
Licence Number 000345470
Licence ABN 88142204975

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
CHRISTOPHER JEREMY LAND Shenton Pty Ltd Current 2017-04-21
EMILY TARA FREUNDT Shenton Pty Ltd Current 2016-06-29
ROSS ALLEN SMITH Shenton Pty Ltd Current 2010-05-13

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
CHRISTOPHER JEREMY LAND Shenton Pty Ltd Current 2017-04-21
EMILY TARA FREUNDT Shenton Pty Ltd Current 2016-06-29
ROSS ALLEN SMITH Shenton Pty Ltd Current 2010-05-13

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.