GREGORY CARMEL SMITH (Adviser# 001250058) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is November 29, 2016.
Register Name | Financial Advisers |
Adviser Name | GREGORY CARMEL SMITH |
Adviser Number | 001250058 |
Adviser Role | Financial Adviser |
Adviser Role Status | Current |
Adviser First Advice Year | 2009 |
Financial Service (AFS) Licence |
Licence# 000345470 SHENTON PTY LTD |
Licence ABN | 88142204975 |
Adviser Start Date | 2016-11-29 |
Appointing Representative Name | SHENTON PTY LTD |
Appointing Representative Number | 000345470 |
Appointing Representative ABN | 88142204975 |
Memberships | Hong Kong Confederation of Insurance Brokers |
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Qualification / Degree | Institute / School |
---|---|
Associate Financial Planner Exams | Institute of Financial Planners Hong Kong |
Bachelor of Laws LLB | Chinese University of Hong Kong |
Diploma of Financial Planning, Specialist Knowledge, SMSF | Integrity Education Group |
Level 2 Award | Chartered Institute for Securities and Investment |
Licensing Examination Paper 1 | Hong Kong Securities & Investment Instiyute |
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000345470 | SHENTON PTY LTD | 2016-11-29 - | SHENTON PTY LTD |
Licence Name | SHENTON PTY LTD |
Licence Number | 000345470 |
Licence ABN | 88142204975 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
CHRISTOPHER JEREMY LAND | Shenton Pty Ltd | Current | 2017-04-21 |
EMILY TARA FREUNDT | Shenton Pty Ltd | Current | 2016-06-29 |
ROSS ALLEN SMITH | Shenton Pty Ltd | Current | 2010-05-13 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
CHRISTOPHER JEREMY LAND | Shenton Pty Ltd | Current | 2017-04-21 |
EMILY TARA FREUNDT | Shenton Pty Ltd | Current | 2016-06-29 |
ROSS ALLEN SMITH | Shenton Pty Ltd | Current | 2010-05-13 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.