KATHARINE HELEN DUFF FASAL

Licensee: DEALERSHIP SERVICES PTY LTD

KATHARINE HELEN DUFF FASAL (Adviser# 001250206) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 24, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name KATHARINE HELEN DUFF FASAL
Adviser Number 001250206
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2017
Financial Service (AFS) Licence Licence# 000489933
DEALERSHIP SERVICES PTY LTD
Adviser Start Date 2017-06-24
Appointing Representative Name SPECIALIST WEALTH GROUP PTY LIMITED
Appointing Representative Number 000449142
Appointing Representative ABN 17152691711

Authorisations to provide financial product advice

  • KATHARINE HELEN DUFF FASAL
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Foreign Exchange
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Accredited Derivatives Adviser Level 1 Kaplan
Bacholar of Art (Hons) Kings College- University of London
Diploma of Financial Service (Financial Planning) Kaplan
Margin Lending Accreditation Deakin Prime

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000489933 DEALERSHIP SERVICES PTY LTD 2017-06-24 - SPECIALIST WEALTH GROUP PTY LIMITED
000489933 DEALERSHIP SERVICES PTY LTD 2016-12-01 - 2017-06-23 KATHARINE HELEN DUFF FASAL

Licensee Information

Licence Name DEALERSHIP SERVICES PTY LTD
Licence Number 000489933

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.