MARK JAMES DUTTON (Adviser# 001250970) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is December 2, 2016.
| Register Name | Financial Advisers |
| Adviser Name | MARK JAMES DUTTON |
| Adviser Number | 001250970 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2012 |
| Financial Service (AFS) Licence |
Licence# 000487878 WALSH BAY PARTNERS PTY LTD |
| Adviser Start Date | 2016-12-02 |
| Appointing Representative Name | WALSH BAY PARTNERS PTY LTD |
| Appointing Representative Number | 000487878 |
| Memberships |
Beta Gamma Sigma (US Honor Society for collegiate schools of business) Financial Services Institute of Australasia |
| Further Restrictions | Limited to providing advice on all products to wholesale clients only |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Science | University of Sydney |
| Graduate Diploma of Finance | Financial Services Institute of Australasia |
| Master of Business Administration | University of Rochester (New York, USA) |
| Policy Statement 146 Knowledge Assessment | Integratec (Aus) Pty Ltd |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000487878 |
WALSH BAY PARTNERS PTY LTD
Further restrictions: Limited to providing advice on all products to wholesale clients only |
2016-12-02 - | WALSH BAY PARTNERS PTY LTD |
| 000232497 | AMP CAPITAL INVESTORS LIMITED | 2011-03-01 - 2012-04-01 | |
| 000234649 | THE NATIONAL MUTUAL LIFE ASSOCIATION OF AUSTRALASIA LIMITED | 2005-07-01 - 2012-03-01 |
| Licence Name | WALSH BAY PARTNERS PTY LTD |
| Licence Number | 000487878 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.