CHRISTOPHER DAVID SMITH


Licensee: HERTFORD FINANCIAL PTY LTD

CHRISTOPHER DAVID SMITH (Adviser# 001251811) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is February 1, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name CHRISTOPHER DAVID SMITH
Adviser Number 001251811
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser ABN 90162740580
Adviser First Advice Year 2017
Financial Service (AFS) Licence Licence# 000439235
HERTFORD FINANCIAL PTY LTD
Licence ABN 69154225242
Adviser Start Date 2017-02-01
Appointing Representative Name HERTFORD FINANCIAL PTY LTD
Appointing Representative Number 000439235
Appointing Representative ABN 69154225242
Memberships Chartered Accountants Australia and New Zealand (CA)

Authorisations to provide financial product advice

  • CHRISTOPHER DAVID SMITH
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
chartered accounting institute of chartered accountants ANZ
diploma of financial planning kaplan

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000439235 HERTFORD FINANCIAL PTY LTD 2017-02-01 - HERTFORD FINANCIAL PTY LTD

Licensee Information

Licence Name HERTFORD FINANCIAL PTY LTD
Licence Number 000439235
Licence ABN 69154225242

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
PETER MAXWELL BRAILEY Hertford Financial Pty Ltd Current 2017-02-01
EDMUND FRANCIS BRAILEY Hertford Financial Pty Ltd Current 2013-08-21

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
PETER MAXWELL BRAILEY Hertford Financial Pty Ltd Current 2017-02-01
EDMUND FRANCIS BRAILEY Hertford Financial Pty Ltd Current 2013-08-21

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.