CARL RONALD SMITH


Licensee: MY FINANCIAL ADVISOR PTY LTD

CARL RONALD SMITH (Adviser# 001253455) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is March 31, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name CARL RONALD SMITH
Adviser Number 001253455
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2017
Financial Service (AFS) Licence Licence# 000222497
MY FINANCIAL ADVISOR PTY LTD
Licence ABN 45078892887
Adviser Start Date 2017-03-31
Appointing Representative Name MY FINANCIAL ADVISOR PTY LTD
Appointing Representative Number 000222497
Appointing Representative ABN 45078892887

Authorisations to provide financial product advice

  • CARL RONALD SMITH
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Deposit Payment Non Cash Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Managed Investment Schemes

Qualifications and training history

Qualification / Degree Institute / School
Diploma of Financial Planning Kaplan

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000222497 MY FINANCIAL ADVISOR PTY LTD 2017-03-31 - MY FINANCIAL ADVISOR PTY LTD

Licensee Information

Licence Name MY FINANCIAL ADVISOR PTY LTD
Licence Number 000222497
Licence ABN 45078892887

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
AMBER MINA My Financial Advisor Pty Ltd Ceased 2014-03-27
NATHAN DUDLEY DICK My Financial Advisor Pty Ltd Current 2002-10-03

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
AMBER MINA My Financial Advisor Pty Ltd Ceased 2014-03-27
NATHAN DUDLEY DICK My Financial Advisor Pty Ltd Current 2002-10-03

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.