DAVID HENTY SUTTON

Licensee: DAYTON WAY SECURITIES PTY LTD

DAVID HENTY SUTTON (Adviser# 001255202) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 16, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name DAVID HENTY SUTTON
Adviser Number 001255202
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1976
Financial Service (AFS) Licence Licence# 000382585
DAYTON WAY SECURITIES PTY LTD
Licence ABN 83143257532
Adviser Start Date 2017-06-16
Appointing Representative Name DAYTON WAY SECURITIES PTY LTD
Appointing Representative Number 000382585
Appointing Representative ABN 83143257532
Memberships Governance Institute of Australia
Governance Institute of Australia

Authorisations to provide financial product advice

  • DAVID HENTY SUTTON
  • ·
  • Derivative
  • ·
  • Government Debenture
  • ·
  • Managed Investment Schemes Excluding IDPS
  • ·
  • Securities
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
B Comm University of Melbourne
B Comm University of Melbourne
Member Governance Institute of Australia Governance Institute of Australia
Member Governance Institute of Australia Governance Institute of Australia
RG146 Securities Institute
RG146 Securities Institute

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000382585 DAYTON WAY SECURITIES PTY LTD 2017-06-16 - DAYTON WAY SECURITIES PTY LTD
000338943 APC SECURITIES PTY LTD 2017-06-01 - APC SECURITIES PTY LTD

Licensee Information

Licence Name DAYTON WAY SECURITIES PTY LTD
Licence Number 000382585
Licence ABN 83143257532

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.