ROBERT JAMES LOCKE


Licensee: PSA SUPER & FINANCIAL SERVICES PTY LTD

ROBERT JAMES LOCKE (Adviser# 001255966) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is November 23, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name ROBERT JAMES LOCKE
Adviser Number 001255966
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2017
Financial Service (AFS) Licence Licence# 000488562
PSA SUPER & FINANCIAL SERVICES PTY LTD
Licence Controlled By PS ACCOUNTING PTY LTD
Robert James LOCKE
Adviser Start Date 2016-11-23
Appointing Representative Name PSA SUPER & FINANCIAL SERVICES PTY LTD
Appointing Representative Number 000488562
Memberships Chartered Accountants Australia and New Zealand (CA)
SMSF Association

Authorisations to provide financial product advice

  • ROBERT JAMES LOCKE
  • ·
  • Superannuation Self Managed
  • ·
  • Superannuation Existing Holding
  • ·
  • Product Class Securities
  • ·
  • Product Class Simple Managed Investment Schemes
  • ·
  • Product Class Life Risk Insurance
  • ·
  • Product Class Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Diploma of Financial Planning Monarch Institute

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000488562 PSA SUPER & FINANCIAL SERVICES PTY LTD
Licence controlled by: PS ACCOUNTING PTY LTD ~ Robert James LOCKE
2016-11-23 - PSA SUPER & FINANCIAL SERVICES PTY LTD

Licensee Information

Licence Name PSA SUPER & FINANCIAL SERVICES PTY LTD
Licence Number 000488562

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.