ROGER MULLAN (Adviser# 001256239) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is July 3, 2016.
| Register Name | Financial Advisers |
| Adviser Name | ROGER MULLAN |
| Adviser Number | 001256239 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 1986 |
| Financial Service (AFS) Licence |
Licence# 000425895 JADE CAPITAL PARTNERS PTY. LTD. |
| Licence ABN | 88153326222 |
| Adviser Start Date | 2016-07-03 |
| Adviser End Date | 2018-03-02 |
| Appointing Representative Name | JADE CAPITAL PARTNERS PTY. LTD. |
| Appointing Representative Number | 000425895 |
| Appointing Representative ABN | 88153326222 |
| Further Restrictions | Foreign Exchange is limited to general advice. |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000425895 |
JADE CAPITAL PARTNERS PTY. LTD.
Further restrictions: Foreign Exchange is limited to general advice. |
2016-07-03 - 2018-03-02 | JADE CAPITAL PARTNERS PTY. LTD. |
| 000244315 | MARIGOLD FALCONER INTERNATIONAL PTY LTD | 2014-10-12 - 2016-02-04 | ROGER FRANCIS MULLAN |
| 000345443 |
APSEC COMPLIANCE AND ADMINISTRATION PTY LTD
Licence controlled by: Matthew ROBERTS |
2012-10-03 - 2013-09-13 | ATLANTIC PACIFIC SECURITIES PTY LTD |
| 000318232 |
AXICORP FINANCIAL SERVICES PTY LTD
Licence controlled by: RGT CAPITAL FUND NUMBER 4 AXICORP PTY LTD ~ Adam James WILSON ~ Rajesh YOHANNA |
2011-10-18 - 2013-09-29 | STAR FINANCIAL MARKETS PTY LTD |
| 000337927 | SANLAM PRIVATE WEALTH PTY LTD | 2010-08-10 - 2012-04-11 | FREE BROKER SELECT PTY LTD |
| Licence Name | JADE CAPITAL PARTNERS PTY. LTD. |
| Licence Number | 000425895 |
| Licence ABN | 88153326222 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| ANTHONY ALEXANDER ANDERSON | Jade Capital Partners Pty. Ltd. | Current | 2015-04-14 |
| JAMES CLINNICK | Jade Capital Partners Pty. Ltd. | Current | 2015-03-26 |
| MATTHEW JOHN MCCROW | Jade Capital Partners Pty. Ltd. | Current | 2015-03-26 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| ANTHONY ALEXANDER ANDERSON | Jade Capital Partners Pty. Ltd. | Current | 2015-04-14 |
| JAMES CLINNICK | Jade Capital Partners Pty. Ltd. | Current | 2015-03-26 |
| MATTHEW JOHN MCCROW | Jade Capital Partners Pty. Ltd. | Current | 2015-03-26 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.