STEPHEN WALLER (Adviser# 001257662) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is August 23, 2017.
Register Name | Financial Advisers |
Adviser Name | STEPHEN WALLER |
Adviser Number | 001257662 |
Adviser Role | Financial Adviser |
Adviser Role Status | Ceased |
Adviser First Advice Year | 2017 |
Financial Service (AFS) Licence |
Licence# 000258481 L.U.C.R.F. PTY. LTD. |
Licence ABN | 18005502090 |
Adviser Start Date | 2017-08-23 |
Adviser End Date | 2017-11-01 |
Appointing Representative Name | L.U.C.R.F. PTY. LTD. |
Appointing Representative Number | 000258481 |
Appointing Representative ABN | 18005502090 |
Further Restrictions | Excludes self-managed superannuation advice. Restricted to a person's existing holding in a superannuation product. |
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Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000258481 |
L.U.C.R.F. PTY. LTD.
Further restrictions: Excludes self-managed superannuation advice. Restricted to a person's existing holding in a superannuation product. |
2017-08-23 - 2017-11-01 | L.U.C.R.F. PTY. LTD. |
Licence Name | L.U.C.R.F. PTY. LTD. |
Licence Number | 000258481 |
Licence ABN | 18005502090 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
YIQIU HUANG | L.u.c.r.f. Pty. Ltd. | Current | 2017-11-01 |
VIVIENNE TAYLOR | L.u.c.r.f. Pty. Ltd. | Ceased | 2017-09-21 |
THAI CHAU NGO | L.u.c.r.f. Pty. Ltd. | Current | 2017-09-19 |
KIM MICHELLE HEIRONYMUS | L.u.c.r.f. Pty. Ltd. | Current | 2017-05-31 |
FRANCIS KWAN | L.u.c.r.f. Pty. Ltd. | Current | 2017-05-16 |
TARANJIT PRADHAN | L.u.c.r.f. Pty. Ltd. | Current | 2017-03-06 |
ARPITA DILIPKUMAR BHATT | L.u.c.r.f. Pty. Ltd. | Current | 2017-01-19 |
ANDREW HAMBLING | L.u.c.r.f. Pty. Ltd. | Current | 2016-07-15 |
HELEN SO | L.u.c.r.f. Pty. Ltd. | Current | 2016-02-03 |
JEROME EDWARD MCCREADY | L.u.c.r.f. Pty. Ltd. | Ceased | 2015-12-22 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.