ROSS ALLEN SMITH (Adviser# 001257799) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is May 13, 2010.
Register Name | Financial Advisers |
Adviser Name | ROSS ALLEN SMITH |
Adviser Number | 001257799 |
Adviser Role | Financial Adviser |
Adviser Role Status | Current |
Adviser ABN | 41409623900 |
Adviser First Advice Year | 1983 |
Financial Service (AFS) Licence |
Licence# 000345470 SHENTON PTY LTD |
Licence ABN | 88142204975 |
Adviser Start Date | 2010-05-13 |
Appointing Representative Name | SHENTON PTY LTD |
Appointing Representative Number | 000345470 |
Appointing Representative ABN | 88142204975 |
Memberships | Hong Kong Insurance Law Association |
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Qualification / Degree | Institute / School |
---|---|
Bachelor of Economics | University of Adelaide |
Master of Business Administration (Advanced) | University of Queensland |
Master of Commerce in Applied Finance | University of Queensland |
Master of Laws in Corporate & Financial Law | University of Hong Kong |
Self Managed Super Funds | Integrity Education Group |
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000345470 | SHENTON PTY LTD | 2010-05-13 - | SHENTON PTY LTD |
000234951 |
PROFESSIONAL INVESTMENT SERVICES PTY LTD
Licence controlled by: CENTREPOINT WEALTH PTY LTD |
1996-09-13 - 2009-08-10 | ROSS ALLEN SMITH |
Licence Name | SHENTON PTY LTD |
Licence Number | 000345470 |
Licence ABN | 88142204975 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
CHRISTOPHER JEREMY LAND | Shenton Pty Ltd | Current | 2017-04-21 |
GREGORY CARMEL SMITH | Shenton Pty Ltd | Current | 2016-11-29 |
EMILY TARA FREUNDT | Shenton Pty Ltd | Current | 2016-06-29 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
CHRISTOPHER JEREMY LAND | Shenton Pty Ltd | Current | 2017-04-21 |
GREGORY CARMEL SMITH | Shenton Pty Ltd | Current | 2016-11-29 |
EMILY TARA FREUNDT | Shenton Pty Ltd | Current | 2016-06-29 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.