ROSS ALLEN SMITH


Licensee: SHENTON PTY LTD

ROSS ALLEN SMITH (Adviser# 001257799) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is May 13, 2010.

Adviser Overview

Register Name Financial Advisers
Adviser Name ROSS ALLEN SMITH
Adviser Number 001257799
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser ABN 41409623900
Adviser First Advice Year 1983
Financial Service (AFS) Licence Licence# 000345470
SHENTON PTY LTD
Licence ABN 88142204975
Adviser Start Date 2010-05-13
Appointing Representative Name SHENTON PTY LTD
Appointing Representative Number 000345470
Appointing Representative ABN 88142204975
Memberships Hong Kong Insurance Law Association

Authorisations to provide financial product advice

  • ROSS ALLEN SMITH
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Economics University of Adelaide
Master of Business Administration (Advanced) University of Queensland
Master of Commerce in Applied Finance University of Queensland
Master of Laws in Corporate & Financial Law University of Hong Kong
Self Managed Super Funds Integrity Education Group

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000345470 SHENTON PTY LTD 2010-05-13 - SHENTON PTY LTD
000234951 PROFESSIONAL INVESTMENT SERVICES PTY LTD
Licence controlled by: CENTREPOINT WEALTH PTY LTD
1996-09-13 - 2009-08-10 ROSS ALLEN SMITH

Licensee Information

Licence Name SHENTON PTY LTD
Licence Number 000345470
Licence ABN 88142204975

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
CHRISTOPHER JEREMY LAND Shenton Pty Ltd Current 2017-04-21
GREGORY CARMEL SMITH Shenton Pty Ltd Current 2016-11-29
EMILY TARA FREUNDT Shenton Pty Ltd Current 2016-06-29

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
CHRISTOPHER JEREMY LAND Shenton Pty Ltd Current 2017-04-21
GREGORY CARMEL SMITH Shenton Pty Ltd Current 2016-11-29
EMILY TARA FREUNDT Shenton Pty Ltd Current 2016-06-29

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.