DOUGLAS SCOTT SWANBOROUGH (Adviser# 001259523) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is November 2, 2017.
| Register Name | Financial Advisers |
| Adviser Name | DOUGLAS SCOTT SWANBOROUGH |
| Adviser Number | 001259523 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2017 |
| Financial Service (AFS) Licence |
Licence# 000297069 ANDIKA PTY LTD |
| Licence ABN | 41117403326 |
| Adviser Start Date | 2017-11-02 |
| Adviser End Date | 2018-05-31 |
| Appointing Representative Name | ANDIKA PTY LTD |
| Appointing Representative Number | 000297069 |
| Appointing Representative ABN | 41117403326 |
| Further Restrictions | Limited to providing financial product advice on Securities to both retail and wholesale clients |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000297069 |
ANDIKA PTY LTD
Further restrictions: Limited to providing financial product advice on Securities to both retail and wholesale clients |
2017-11-02 - 2018-05-31 | ANDIKA PTY LTD |
| Licence Name | ANDIKA PTY LTD |
| Licence Number | 000297069 |
| Licence ABN | 41117403326 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| HILTON EMMANUEL POHL | Andika Pty Ltd | Current | 2015-03-16 |
| TRACY LEE ASKEW | Andika Pty Ltd | Current | 2014-07-18 |
| RICHARD GEORGE MELBOURNE | Andika Pty Ltd | Ceased | 2014-07-18 |
| JOHN CHARLES ALDERSLEY | Andika Pty Ltd | Ceased | 2013-07-22 |
| ADAM JOHN GALLAGHER | Andika Pty Ltd | Ceased | 2011-04-28 |
| ANDRE NICHOLAS MARSCHKE | Andika Pty Ltd | Ceased | 2011-04-28 |
| BRUCE JAMES VANSTONE | Andika Pty Ltd | Ceased | 2011-02-08 |
| ANTHONY ROBERT PORTER | Andika Pty Ltd | Ceased | 2010-10-04 |
| HAMISH JOHNSON | Andika Pty Ltd | Ceased | 2008-09-01 |
| MONIQUE FLEUR BEGUELY | Andika Pty Ltd | Ceased | 2007-11-14 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.