NICHOLAS MICHAEL TANDY


Licensee: FINANCIAL INDEX AUSTRALIA PTY LTD

NICHOLAS MICHAEL TANDY (Adviser# 001261362) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 13, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name NICHOLAS MICHAEL TANDY
Adviser Number 001261362
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2018
Financial Service (AFS) Licence Licence# 000240559
FINANCIAL INDEX AUSTRALIA PTY LTD
Licence ABN 90094287037
Licence Controlled By FINDEX GROUP LIMITED
Adviser Start Date 2018-06-13
Appointing Representative Name FINANCIAL INDEX AUSTRALIA PTY LTD
Appointing Representative Number 000240559
Appointing Representative ABN 90094287037
Memberships Financial Planning Association of Australia (FPA)
Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • NICHOLAS MICHAEL TANDY
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Commerce University of Canberra
Bachelor of Commerce University of Canberra
Diploma of Financial Planning Kaplan Professional
Diploma of Financial Planning Kaplan Professional

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000240559 FINANCIAL INDEX AUSTRALIA PTY LTD
Licence controlled by: FINDEX GROUP LIMITED
2018-06-13 - FINANCIAL INDEX AUSTRALIA PTY LTD
000243253 FINDEX ADVICE SERVICES PTY LTD
Licence controlled by: FINDEX GROUP LIMITED
2018-01-19 - FINDEX ADVICE SERVICES PTY LTD

Licensee Information

Licence Name FINANCIAL INDEX AUSTRALIA PTY LTD
Licence Number 000240559
Licence ABN 90094287037

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
SHANE HILTON Financial Index Australia Pty Ltd Current 2018-06-22
MATTHEW FRANCIS VAN INGEN Financial Index Australia Pty Ltd Current 2018-06-22
BRETT RICCHINI Financial Index Australia Pty Ltd Current 2018-06-12
BOBAN PETRESKI Financial Index Australia Pty Ltd Current 2018-03-08
CONNIE MAREE CACCAMO Financial Index Australia Pty Ltd Ceased 2017-10-31
JONATHAN EDWARD BONNETT Financial Index Australia Pty Ltd Current 2017-04-20
TRISTAN WALKER Financial Index Australia Pty Ltd Current 2016-12-12
NEVILLE WILLIAMSON Financial Index Australia Pty Ltd Current 2015-02-15
GREGORY MAURICE ARMSTRONG Financial Index Australia Pty Ltd Ceased 2015-02-15
MICHAEL WILKINS Financial Index Australia Pty Ltd Ceased 2015-02-15

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.