KIT LING LAU (Adviser# 001264493) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is May 30, 2018.
| Register Name | Financial Advisers |
| Adviser Name | KIT LING LAU |
| Adviser Number | 001264493 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser ABN | 12815313797 |
| Adviser First Advice Year | 2018 |
| Financial Service (AFS) Licence |
Licence# 000487808 NORTHWEST BUSINESS ACCOUNTANTS PTY. LIMITED |
| Licence Controlled By | Kit Ling LAU [Date Ceased: 14/08/2018] |
| Adviser Start Date | 2018-05-30 |
| Adviser End Date | 2018-06-27 |
| Appointing Representative Name | NORTHWEST BUSINESS ACCOUNTANTS PTY. LIMITED |
| Appointing Representative Number | 000487808 |
| Further Restrictions | A persons existing holding in a superannuation product but only to the extent required for:(1) making a recommendation that the person establish a self-managed superannuation fund; and(2) providing advice to the person on contributions or pensions under a superannuation product; |
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| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000487808 |
NORTHWEST BUSINESS ACCOUNTANTS PTY. LIMITED
Licence controlled by: Kit Ling LAU [Date Ceased: 14/08/2018] Further restrictions: A persons existing holding in a superannuation product but only to the extent required for:(1) making a recommendation that the person establish a self-managed superannuation fund; and(2) providing advice to the person on contributions or pensions under a superannuation product; |
2018-05-30 - 2018-06-27 | NORTHWEST BUSINESS ACCOUNTANTS PTY. LIMITED |
| Licence Name | NORTHWEST BUSINESS ACCOUNTANTS PTY. LIMITED |
| Licence Number | 000487808 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.