KIT LING LAU

Licensee: NORTHWEST BUSINESS ACCOUNTANTS PTY. LIMITED

KIT LING LAU (Adviser# 001264493) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is May 30, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name KIT LING LAU
Adviser Number 001264493
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser ABN 12815313797
Adviser First Advice Year 2018
Financial Service (AFS) Licence Licence# 000487808
NORTHWEST BUSINESS ACCOUNTANTS PTY. LIMITED
Licence Controlled By Kit Ling LAU [Date Ceased: 14/08/2018]
Adviser Start Date 2018-05-30
Adviser End Date 2018-06-27
Appointing Representative Name NORTHWEST BUSINESS ACCOUNTANTS PTY. LIMITED
Appointing Representative Number 000487808
Further Restrictions A persons existing holding in a superannuation product but only to the extent required for:(1) making a recommendation that the person establish a self-managed superannuation fund; and(2) providing advice to the person on contributions or pensions under a superannuation product;

Authorisations to provide financial product advice

  • KIT LING LAU

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000487808 NORTHWEST BUSINESS ACCOUNTANTS PTY. LIMITED
Licence controlled by: Kit Ling LAU [Date Ceased: 14/08/2018]
Further restrictions: A persons existing holding in a superannuation product but only to the extent required for:(1) making a recommendation that the person establish a self-managed superannuation fund; and(2) providing advice to the person on contributions or pensions under a superannuation product;
2018-05-30 - 2018-06-27 NORTHWEST BUSINESS ACCOUNTANTS PTY. LIMITED

Licensee Information

Licence Name NORTHWEST BUSINESS ACCOUNTANTS PTY. LIMITED
Licence Number 000487808

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.