LI GU (Adviser# 001264610) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is January 17, 2017.
| Register Name | Financial Advisers |
| Adviser Name | LI GU |
| Adviser Number | 001264610 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser ABN | 12303231943 |
| Adviser First Advice Year | 2017 |
| Financial Service (AFS) Licence |
Licence# 000488497 LI GU |
| Adviser Start Date | 2017-01-17 |
| Appointing Representative Name | LI GU |
| Appointing Representative Number | 000488497 |
| Memberships | CPA Australia (CPA) |
| Further Restrictions | a persons existing holding in a superannuation product but only to the extent required for:(1) making a recommendation that the person establish a self-managed superannuation fund; and(2) providing advice to the person on contributions or pensions under a superannuation product;(C)deal in a financial product by:(i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:(A) superannuation limited to:(1) self-managed superannuation fund; and(ii) arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:(A) superannuation limited to:(1) self-managed superannuation fund;to retail and wholesale clients. |
|
| Qualification / Degree | Institute / School |
|---|---|
| RG 146 | Module 2. Insurance - ASIC |
| RG 146 | Module 3. Investments - ASIC |
| RG 146 | Module 4. Superannuation - ASIC |
| RG 146 Module 1 Financial advice foundation | ASIC |
| RG146 | Advising in SMSFs - ASIC |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000488497 |
LI GU
Further restrictions: a persons existing holding in a superannuation product but only to the extent required for:(1) making a recommendation that the person establish a self-managed superannuation fund; and(2) providing advice to the person on contributions or pensions under a superannuation product;(C)deal in a financial product by:(i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:(A) superannuation limited to:(1) self-managed superannuation fund; and(ii) arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:(A) superannuation limited to:(1) self-managed superannuation fund;to retail and wholesale clients. |
2017-01-17 - | LI GU |
| 000488497 | LI GU | 2014-08-01 - 2017-01-16 |
| Licence Name | LI GU |
| Licence Number | 000488497 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.