BRONWEN BATTY


Licensee: BRADY & ASSOCIATES PTY. LTD

BRONWEN BATTY (Adviser# 001265150) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 18, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name BRONWEN BATTY
Adviser Number 001265150
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2002
Financial Service (AFS) Licence Licence# 000246740
BRADY & ASSOCIATES PTY. LTD
Licence ABN 16058370068
Licence Controlled By BRADY & ASSOCIATES PTY. LTD
Adviser Start Date 2018-06-18
Appointing Representative Name BRADY & ASSOCIATES PTY. LTD
Appointing Representative Number 000246740
Appointing Representative ABN 16058370068
Memberships Financial Planning Association of Australia (FPA)
Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • BRONWEN BATTY
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard
  • ·
  • All Securities

Qualifications and training history

Qualification / Degree Institute / School
Aged Care Specialist Strategy Steps
CFP Program Fpa/Deakin University
Certificate in a Financial Markets Securities Institute of Australia
Certified Financial Planner Deakin University
Diploma Financial Markets Securities Institute of Aust.
Diploma of Financial Markets Securities Institute of Australia
SMSF Specialist Candish

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000246740 BRADY & ASSOCIATES PTY. LTD
Licence controlled by: BRADY & ASSOCIATES PTY. LTD
2018-06-18 - BRADY & ASSOCIATES PTY. LTD
000411766 MERCER FINANCIAL ADVICE (AUSTRALIA) PTY LTD
Licence controlled by: MERCER (AUSTRALIA) PTY LTD [Date Ceased: 13/04/2016] ~ Marsh Mercer Holdings (Australia) Pty Ltd
2011-10-05 - 2018-06-15

Licensee Information

Licence Name BRADY & ASSOCIATES PTY. LTD
Licence Number 000246740
Licence ABN 16058370068

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
IMKE REIFARTH Brady & Associates Pty. Ltd Current 2015-01-12
PAUL BRADY Brady & Associates Pty. Ltd Current 2004-02-01

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
IMKE REIFARTH Brady & Associates Pty. Ltd Current 2015-01-12
PAUL BRADY Brady & Associates Pty. Ltd Current 2004-02-01

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.