STEPHEN CHRISTOPHER ELLIOTT


Licensee: SHAW AND PARTNERS LIMITED

STEPHEN CHRISTOPHER ELLIOTT (Adviser# 001265242) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 20, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name STEPHEN CHRISTOPHER ELLIOTT
Adviser Number 001265242
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1992
Financial Service (AFS) Licence Licence# 000236048
SHAW AND PARTNERS LIMITED
Licence ABN 24003221583
Adviser Start Date 2018-06-20
Appointing Representative Name SHAW AND PARTNERS LIMITED
Appointing Representative Number 000236048
Appointing Representative ABN 24003221583
Memberships FINSIA
Migration Institute of Australia

Authorisations to provide financial product advice

  • STEPHEN CHRISTOPHER ELLIOTT
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Managed Investment Schemes MDA Service
  • ·
  • Margin Lending Facility Standard
  • ·
  • Miscellaneous Financial MDA Services
  • ·
  • Miscellaneous Financial Investment Products
  • ·
  • All Securities

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Economic & Social Studies University of Wales
Graduate Certificate in Migration Law Australian National University
Graduate Diploma in Applied Finance & Investment Australian Securities Institute

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000236048 SHAW AND PARTNERS LIMITED 2018-06-20 - SHAW AND PARTNERS LIMITED
000237492 MACQUARIE INVESTMENT MANAGEMENT LTD 1998-01-04 - 2018-05-17

Licensee Information

Licence Name SHAW AND PARTNERS LIMITED
Licence Number 000236048
Licence ABN 24003221583

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JEFFREY HUYNH Shaw and Partners Limited Current 2018-07-24
GARETH HENDERSON RUSSEL Shaw and Partners Limited Current 2018-06-25
MONIQUE CECELIA JAMES Shaw and Partners Limited Current 2018-06-20
MATTHEW CRYER Shaw and Partners Limited Current 2018-06-18
ROBERT JAMES MCLEAN Shaw and Partners Limited Current 2018-06-12
WARREN ACWORTH Shaw and Partners Limited Current 2018-06-06
KATHLEEN PATRICIA BROOK Shaw and Partners Limited Current 2018-06-06
DANIEL MICHAEL WARREN Shaw and Partners Limited Current 2018-06-05
MICHAEL CRONE Shaw and Partners Limited Current 2018-06-01
KEVIN DUONG Shaw and Partners Limited Current 2018-06-01

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.