SIMON JOHNS


Licensee: NEO FINANCIAL SOLUTIONS PTY LTD

SIMON JOHNS (Adviser# 000236952) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 6, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name SIMON JOHNS
Adviser Number 000236952
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1999
Financial Service (AFS) Licence Licence# 000385845
NEO FINANCIAL SOLUTIONS PTY LTD
Licence ABN 64141607098
Adviser Start Date 2017-07-06
Appointing Representative Name AVALON ADVISORS PTY LTD
Appointing Representative Number 001256212
Appointing Representative ABN 57619130817
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • SIMON JOHNS
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
ASX Listed Products Accreditation Course LPAC Online Pty Ltd
Bachelor of Commerce (Accounting & Business Law) Curtin University
Diploma of Financial Planning FPA
Margin Lending & Geared Investments Kaplan
Self Managed Super Funds Kaplan

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000385845 NEO FINANCIAL SOLUTIONS PTY LTD 2017-07-06 - AVALON ADVISORS PTY LTD
000385845 NEO FINANCIAL SOLUTIONS PTY LTD 2014-12-22 - 2017-03-03 NEO FINANCIAL SOLUTIONS PTY LTD
000227232 COUNT FINANCIAL LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA
2011-09-21 - 2014-12-22 SIMON JOHNS
000225590 GUILD SUPERANNUATION SERVICES LIMITED 2008-05-05 - 2011-07-01 SIMON JOHNS

Licensee Information

Licence Name NEO FINANCIAL SOLUTIONS PTY LTD
Licence Number 000385845
Licence ABN 64141607098

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
DAMIAN PETER CAVENEY Neo Financial Solutions Pty Ltd Current 2018-07-01
BRENDON HUNT Neo Financial Solutions Pty Ltd Current 2018-06-27
WAYNE ANTHONY DUNCAN Neo Financial Solutions Pty Ltd Current 2018-02-15
JAGMOHAN SINGH Neo Financial Solutions Pty Ltd Ceased 2018-02-09
DOMENICO PAUL COSTANZO Neo Financial Solutions Pty Ltd Current 2017-11-30
PETER JIANCHAO XU Neo Financial Solutions Pty Ltd Current 2017-11-27
GREGG KRISTIAN WATTS Neo Financial Solutions Pty Ltd Current 2017-10-09
JEROME HANS PAUL WARE ORR-YOUNG Neo Financial Solutions Pty Ltd Current 2017-09-20
ANTONIO GIUSEPPE RACCUIA Neo Financial Solutions Pty Ltd Current 2017-08-09
KIM BRADLEY FEWINGS Neo Financial Solutions Pty Ltd Current 2017-06-26

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.