MICHAEL CARLTON (Adviser# 000239724) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 27, 2018.
| Register Name | Financial Advisers |
| Adviser Name | MICHAEL CARLTON |
| Adviser Number | 000239724 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 1991 |
| Financial Service (AFS) Licence |
Licence# 000448218 ARROW SECURITIES GROUP PTY LTD |
| Licence ABN | 30165731144 |
| Adviser Start Date | 2018-06-27 |
| Appointing Representative Name | ARROW SECURITIES GROUP PTY LTD |
| Appointing Representative Number | 000448218 |
| Appointing Representative ABN | 30165731144 |
| Memberships | Association of Financial Advisers (AFA) |
| Further Restrictions | No derivatives and no margin lending |
|
| Qualification / Degree | Institute / School |
|---|---|
| AO | Margin Lending and Geared Investments - Kaplan Professional |
| Diploma Financial Planning | Financial Planning Association |
| Limited Recourse Borrowing Advice Accreditation | DBA Bulters Lawyers - Crowe Horwath Australia |
| SMSF | Tribeca Learning Australia |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000448218 |
ARROW SECURITIES GROUP PTY LTD
Further restrictions: No derivatives and no margin lending |
2018-06-27 - | ARROW SECURITIES GROUP PTY LTD |
| 000307248 |
DOVER FINANCIAL ADVISERS PTY LTD
Licence controlled by: TERRY MCMASTER [Date Ceased: 01/08/2018] |
2015-07-15 - 2018-06-26 | DOVER FINANCIAL ADVISERS PTY LTD |
| Licence Name | ARROW SECURITIES GROUP PTY LTD |
| Licence Number | 000448218 |
| Licence ABN | 30165731144 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| DANIEL CAMPBELL | Arrow Securities Group Pty Ltd | Current | 2018-08-13 |
| MARTIN WILLIAM REYMENT | Arrow Securities Group Pty Ltd | Current | 2018-07-04 |
| JAMIE JENASI | Arrow Securities Group Pty Ltd | Current | 2017-10-30 |
| BEN HOWARTH | Arrow Securities Group Pty Ltd | Current | 2017-09-25 |
| ARI BEN MOSES | Arrow Securities Group Pty Ltd | Current | 2017-06-18 |
| CHRISTOPHER HALL | Arrow Securities Group Pty Ltd | Current | 2017-05-01 |
| TROY DANIEL MAHONEY | Arrow Securities Group Pty Ltd | Current | 2017-02-15 |
| CHRIS HALL | Arrow Securities Group Pty Ltd | Ceased | 2015-02-23 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| DANIEL CAMPBELL | Arrow Securities Group Pty Ltd | Current | 2018-08-13 |
| MARTIN WILLIAM REYMENT | Arrow Securities Group Pty Ltd | Current | 2018-07-04 |
| JAMIE JENASI | Arrow Securities Group Pty Ltd | Current | 2017-10-30 |
| BEN HOWARTH | Arrow Securities Group Pty Ltd | Current | 2017-09-25 |
| ARI BEN MOSES | Arrow Securities Group Pty Ltd | Current | 2017-06-18 |
| CHRISTOPHER HALL | Arrow Securities Group Pty Ltd | Current | 2017-05-01 |
| TROY DANIEL MAHONEY | Arrow Securities Group Pty Ltd | Current | 2017-02-15 |
| CHRIS HALL | Arrow Securities Group Pty Ltd | Ceased | 2015-02-23 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.