JOHN DONALD MUNDY


Licensee: POYNTER HARGRAVES FINANCIAL CONSULTANTS PTY LTD

JOHN DONALD MUNDY (Adviser# 000243438) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is December 6, 2011.

Adviser Overview

Register Name Financial Advisers
Adviser Name JOHN DONALD MUNDY
Adviser Number 000243438
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2009
Financial Service (AFS) Licence Licence# 000237846
POYNTER HARGRAVES FINANCIAL CONSULTANTS PTY LTD
Licence ABN 13077155143
Adviser Start Date 2011-12-06
Appointing Representative Name POYNTER HARGRAVES FINANCIAL CONSULTANTS PTY LTD
Appointing Representative Number 000237846
Appointing Representative ABN 13077155143
Memberships Association of Financial Advisers (AFA)

Authorisations to provide financial product advice

  • JOHN DONALD MUNDY
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Continuing Professional Development Kaplan Professional
Diploma of Financial Planning Securities Institute
RG 146 Assessment Kaplan Professional

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000237846 POYNTER HARGRAVES FINANCIAL CONSULTANTS PTY LTD 2011-12-06 - POYNTER HARGRAVES FINANCIAL CONSULTANTS PTY LTD

Licensee Information

Licence Name POYNTER HARGRAVES FINANCIAL CONSULTANTS PTY LTD
Licence Number 000237846
Licence ABN 13077155143

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
MATTHEW WILLIAM HARGRAVES Poynter Hargraves Financial Consultants Pty Ltd Current 2018-03-26
ELIO CENTOFANTI Poynter Hargraves Financial Consultants Pty Ltd Current 2018-01-08
BRANDI KIM MURPHY Poynter Hargraves Financial Consultants Pty Ltd Current 2017-10-03
TONY WINN Poynter Hargraves Financial Consultants Pty Ltd Ceased 2017-09-04
BRUCE TIMOTHY COUPLAND Poynter Hargraves Financial Consultants Pty Ltd Current 2017-05-22
MALCOLM DENIS CAIRE Poynter Hargraves Financial Consultants Pty Ltd Current 2017-01-12
LEISA COLLINS Poynter Hargraves Financial Consultants Pty Ltd Current 2016-10-06
KEVIN JAMES HARDWICK Poynter Hargraves Financial Consultants Pty Ltd Ceased 2016-06-20
DENIS ALLEN WOOLDRIDGE Poynter Hargraves Financial Consultants Pty Ltd Ceased 2007-10-02
ROBERT TURNER Poynter Hargraves Financial Consultants Pty Ltd Current 2006-10-30

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.