DAVID STUART SMITH


Licensee: INDUSTRY FUND SERVICES LIMITED

DAVID STUART SMITH (Adviser# 000245215) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is November 27, 2014.

Adviser Overview

Register Name Financial Advisers
Adviser Name DAVID STUART SMITH
Adviser Number 000245215
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2003
Financial Service (AFS) Licence Licence# 000232514
INDUSTRY FUND SERVICES LIMITED
Licence ABN 54007016195
Licence Controlled By INDUSTRY SUPER HOLDINGS PTY. LTD.
Adviser Start Date 2014-11-27
Appointing Representative Name INDUSTRY FUND SERVICES LIMITED
Appointing Representative Number 000232514
Appointing Representative ABN 54007016195
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • DAVID STUART SMITH
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Adv Dip Financial Services (Financial Planning) Pinnicle
Bachelor of Business ( FIN & Eco) UTS
Diploma Financial Services (Financial Planning) Pinnincle
Grad Cert Sustainability Swinburne University

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000232514 INDUSTRY FUND SERVICES LIMITED
Licence controlled by: INDUSTRY SUPER HOLDINGS PTY. LTD.
2014-11-27 - INDUSTRY FUND SERVICES LIMITED
000232706 AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
2010-11-25 - 2014-11-25 DAVID STUART SMITH

Licensee Information

Licence Name INDUSTRY FUND SERVICES LIMITED
Licence Number 000232514
Licence ABN 54007016195

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
HENRIQUE LEONG Industry Fund Services Limited Current 2018-08-27
CHARLES HORDERN-GIBBINGS Industry Fund Services Limited Current 2018-08-27
SIGRID LARSEN Industry Fund Services Limited Current 2018-08-27
JESSICA FRY Industry Fund Services Limited Current 2018-08-22
DIMITRIOS MARAMIS Industry Fund Services Limited Current 2018-08-09
MARK JEFFERY VINCENT Industry Fund Services Limited Current 2018-06-07
MATTHEW PAUL STRICKLAND Industry Fund Services Limited Current 2018-05-10
LOUIS LIN Industry Fund Services Limited Current 2018-03-26
SHANNON WILLIAM GARDNER Industry Fund Services Limited Current 2018-03-14
ADAM FROST Industry Fund Services Limited Current 2018-02-21

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.