ROSS ALLEN SMITH (Adviser# 000245218) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is March 1, 2010.
| Register Name | Financial Advisers |
| Adviser Name | ROSS ALLEN SMITH |
| Adviser Number | 000245218 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser ABN | 41409623900 |
| Adviser First Advice Year | 1983 |
| Financial Service (AFS) Licence |
Licence# 000342895 SHENTON LIMITED |
| Licence ABN | 19382169574 |
| Adviser Start Date | 2010-03-01 |
| Appointing Representative Name | SHENTON LIMITED |
| Appointing Representative Number | 000342895 |
| Appointing Representative ABN | 19382169574 |
| Memberships |
Australian Chamber of Commerce in Hong Kong & Macau - Individual Member No 4598; Vice Chair FLT Cmte Hong Kong Insurance Law Association Mandatory Provident Fund Authority - Individual Intermediary Registration No 080887 Professinal Insurance Brokers Association - Registration No PIBA-0341-003078 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Economics | University of Adelaide |
| Certified Financial Planner | Financial Planning Association of Australia Limited |
| Master of Business Administration (Advanced) | University of Queensland |
| Master of Commerce in Applied Finance | University of Queensland |
| Master of Laws in Corporate & Financial Law | University of Hong Kong |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000342895 | SHENTON LIMITED | 2010-03-01 - | SHENTON LIMITED |
| 000234951 |
PROFESSIONAL INVESTMENT SERVICES PTY LTD
Licence controlled by: CENTREPOINT WEALTH PTY LTD |
1996-09-13 - 2009-08-10 | ROSS ALLEN SMITH |
| Licence Name | SHENTON LIMITED |
| Licence Number | 000342895 |
| Licence ABN | 19382169574 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| DONALD HINTON SOO | Shenton Limited | Current | 2017-09-22 |
| LUCY XIAO-WEI ZHENG | Shenton Limited | Current | 2013-12-12 |
| SUSAN SCOTT KHOO | Shenton Limited | Current | 2013-01-16 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| DONALD HINTON SOO | Shenton Limited | Current | 2017-09-22 |
| LUCY XIAO-WEI ZHENG | Shenton Limited | Current | 2013-12-12 |
| SUSAN SCOTT KHOO | Shenton Limited | Current | 2013-01-16 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.