MARK A HARRIS (Adviser# 000247937) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is November 5, 2015.
| Register Name | Financial Advisers |
| Adviser Name | MARK A HARRIS |
| Adviser Number | 000247937 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser ABN | 78211957503 |
| Adviser First Advice Year | 1999 |
| Financial Service (AFS) Licence |
Licence# 000234459 AUSTRALIAN UNITY PERSONAL FINANCIAL SERVICES LTD |
| Licence ABN | 26098725145 |
| Licence Controlled By | AUSTRALIAN UNITY LIMITED |
| Adviser Start Date | 2015-11-05 |
| Adviser End Date | 2018-03-02 |
| Appointing Representative Name | AUSTRALIAN UNITY PERSONAL FINANCIAL SERVICES LTD |
| Appointing Representative Number | 000234459 |
| Appointing Representative ABN | 26098725145 |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000234459 |
AUSTRALIAN UNITY PERSONAL FINANCIAL SERVICES LTD
Licence controlled by: AUSTRALIAN UNITY LIMITED |
2015-11-05 - 2018-03-02 | AUSTRALIAN UNITY PERSONAL FINANCIAL SERVICES LTD |
| 000232706 |
AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: "Authorised to provide personal financial product advice to retail clients on MDA services. MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives." |
2004-01-01 - 2015-10-09 | AMP FINANCIAL PLANNING PTY LIMITED |
| Licence Name | AUSTRALIAN UNITY PERSONAL FINANCIAL SERVICES LTD |
| Licence Number | 000234459 |
| Licence ABN | 26098725145 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| ANDREW BRONNEBERG | Australian Unity Personal Financial Services Ltd | Current | 2018-07-17 |
| PAUL RICHARD YEOMAN | Australian Unity Personal Financial Services Ltd | Current | 2018-07-17 |
| GABRIEL ORZOI | Australian Unity Personal Financial Services Ltd | Current | 2018-07-04 |
| GEOFFREY ALAN IVANAC | Australian Unity Personal Financial Services Ltd | Current | 2018-07-02 |
| NATHANIEL LUKE PETER CHELL | Australian Unity Personal Financial Services Ltd | Current | 2018-06-26 |
| MELINDA ANNE REID | Australian Unity Personal Financial Services Ltd | Current | 2018-06-26 |
| SHARLENE HALVORSEN | Australian Unity Personal Financial Services Ltd | Current | 2018-06-20 |
| DANIEL LEE SILVESTRI | Australian Unity Personal Financial Services Ltd | Current | 2018-06-20 |
| WILLIAM JACK KELLY | Australian Unity Personal Financial Services Ltd | Current | 2018-05-18 |
| LYNDA MONIQUE SEXTON | Australian Unity Personal Financial Services Ltd | Current | 2018-05-18 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.