JEFFREY DENNIS TUBBY

Licensee: SENTRY ADVICE PTY LTD

JEFFREY DENNIS TUBBY (Adviser# 000255629) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 28, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name JEFFREY DENNIS TUBBY
Adviser Number 000255629
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1990
Financial Service (AFS) Licence Licence# 000227748
SENTRY ADVICE PTY LTD
Licence ABN 77103642888
Licence Controlled By SENTRY GROUP PTY LTD
Adviser Start Date 2018-06-28
Appointing Representative Name J.D. TUBBY & ASSOCIATES PTY LTD
Appointing Representative Number 000257432
Appointing Representative ABN 14081190178
Further Restrictions Superannuation Authorisation excludes Self Managed Superannuation Funds advice

Authorisations to provide financial product advice

  • JEFFREY DENNIS TUBBY
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
DFP5v1 Tax for Financial Advising Kaplan
Entry Level Competencies for Financial Services Professionals IntegraTec
Investment Planning 1 Integratec
Risk Management for Financial Services Professionals Integratec
Superannuation and Retirement Planning IntegraTec

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000227748 SENTRY ADVICE PTY LTD
Licence controlled by: SENTRY GROUP PTY LTD
Further restrictions: Superannuation Authorisation excludes Self Managed Superannuation Funds advice
2018-06-28 - J.D. TUBBY & ASSOCIATES PTY LTD
000307248 DOVER FINANCIAL ADVISERS PTY LTD
Licence controlled by: TERRY MCMASTER [Date Ceased: 01/08/2018]
2017-07-01 - 2018-06-27 DOVER FINANCIAL ADVISERS PTY LTD
000326450 WEALTHSURE FINANCIAL SERVICES PTY LTD
Licence controlled by: SENTRY GROUP PTY LTD
2015-03-01 - 2017-06-30 WEALTHSURE FINANCIAL SERVICES PTY LTD
000238030 WEALTHSURE PTY LTD 2011-02-07 - 2015-02-28
000234663 JIGSAW SUPPORT SERVICES LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD
2007-06-25 - 2011-02-21

Licensee Information

Licence Name SENTRY ADVICE PTY LTD
Licence Number 000227748
Licence ABN 77103642888

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
AJEY MALIK Sentry Advice Pty Ltd Current 2018-08-21
JIM ZAGOUDIS Sentry Advice Pty Ltd Current 2018-08-01
COLIN IAN DE LA NOUGEREDE Sentry Advice Pty Ltd Current 2018-08-01
RICHARD JOHN PETRUSMA Sentry Advice Pty Ltd Current 2018-07-09
MARTIN MILTON Sentry Advice Pty Ltd Current 2018-07-06
ROBERT STOREY Sentry Advice Pty Ltd Current 2018-07-02
BRENTON JONES Sentry Advice Pty Ltd Current 2018-07-01
PIM STORT Sentry Advice Pty Ltd Current 2018-07-01
ANDREW DOUGLAS HALLIDAY Sentry Advice Pty Ltd Current 2018-07-01
LESLIE THOMAS KING Sentry Advice Pty Ltd Current 2018-07-01

Competitor

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.