YVONNE LU (Adviser# 000259648) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is August 26, 2009.
| Register Name | Financial Advisers |
| Adviser Name | YVONNE LU |
| Adviser Number | 000259648 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 1998 |
| Financial Service (AFS) Licence |
Licence# 000238168 NOVUS CAPITAL LIMITED |
| Licence ABN | 32006711995 |
| Adviser Start Date | 2009-08-26 |
| Adviser End Date | 2018-03-29 |
| Appointing Representative Name | NOVUS CAPITAL LIMITED |
| Appointing Representative Number | 000238168 |
| Appointing Representative ABN | 32006711995 |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000238168 | NOVUS CAPITAL LIMITED | 2009-08-26 - 2018-03-29 | NOVUS CAPITAL LIMITED |
| Licence Name | NOVUS CAPITAL LIMITED |
| Licence Number | 000238168 |
| Licence ABN | 32006711995 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| ALEXANDER SINCLAIR WATKINS | Novus Capital Limited | Current | 2014-04-15 |
| STUART BADEN BOYCE | Novus Capital Limited | Ceased | 2014-03-18 |
| CRAIG WARWICK BAILLIE | Novus Capital Limited | Current | 2014-01-08 |
| JOSEPH BENJAMIN ANDARY | Novus Capital Limited | Current | 2013-01-10 |
| JOHN STOKES | Novus Capital Limited | Current | 2012-02-24 |
| CAMPBELL DOUGLAS WELCH | Novus Capital Limited | Current | 2011-11-23 |
| MAON CAREY SHER | Novus Capital Limited | Ceased | 2010-06-21 |
| GARY ROBERT GLOVER | Novus Capital Limited | Current | 2009-09-21 |
| TOM BOOTH | Novus Capital Limited | Current | 2009-01-21 |
| JIE GUO | Novus Capital Limited | Current | 2008-09-02 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.