SUSAN DIANE RALLINGS (Adviser# 000276885) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is March 30, 2015.
| Register Name | Financial Advisers |
| Adviser Name | SUSAN DIANE RALLINGS |
| Adviser Number | 000276885 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2004 |
| Financial Service (AFS) Licence |
Licence# 000240813 MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD |
| Licence ABN | 19009145555 |
| Licence Controlled By | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC |
| Adviser Start Date | 2015-03-30 |
| Adviser End Date | 2018-05-31 |
| Appointing Representative Name | MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD |
| Appointing Representative Number | 000240813 |
| Appointing Representative ABN | 19009145555 |
| Further Restrictions | Derivatives: Authorised to provide personal financial product advice to retail clients as a Level 1 ASIC Accredited Derivatives Adviser for Exchanged Traded Options. Superannuation: Excludes the provision of personal financial product advice to retail clients on Self-Managed Superannuation Fund products. |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000240813 |
MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD
Licence controlled by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC Further restrictions: Derivatives: Authorised to provide personal financial product advice to retail clients as a Level 1 ASIC Accredited Derivatives Adviser for Exchanged Traded Options. Superannuation: Excludes the provision of personal financial product advice to retail clients on Self-Managed Superannuation Fund products. |
2015-03-30 - 2018-05-31 | MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD |
| 000235410 | MORGANS FINANCIAL LIMITED | 2010-03-30 - 2015-03-27 | SUSAN DIANE RALLINGS |
| Licence Name | MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD |
| Licence Number | 000240813 |
| Licence ABN | 19009145555 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| MICHAEL TONY KOSTOS | Morgan Stanley Wealth Management Australia Pty Ltd | Current | 2018-07-02 |
| DAN AO | Morgan Stanley Wealth Management Australia Pty Ltd | Ceased | 2018-06-06 |
| HANG (CATHY) DING | Morgan Stanley Wealth Management Australia Pty Ltd | Current | 2018-03-26 |
| RYAN LOEHR | Morgan Stanley Wealth Management Australia Pty Ltd | Current | 2018-03-21 |
| SCOTT AVERAY | Morgan Stanley Wealth Management Australia Pty Ltd | Ceased | 2018-03-19 |
| CASSANDRA ANNE MACOLINO | Morgan Stanley Wealth Management Australia Pty Ltd | Current | 2018-02-08 |
| BIANCA JANE HOGAN | Morgan Stanley Wealth Management Australia Pty Ltd | Current | 2017-08-03 |
| ADRIANO PIZZINGRILLI | Morgan Stanley Wealth Management Australia Pty Ltd | Current | 2017-05-05 |
| OLIVER EDWARD WARNE | Morgan Stanley Wealth Management Australia Pty Ltd | Current | 2017-05-05 |
| BOQI ZHANG | Morgan Stanley Wealth Management Australia Pty Ltd | Ceased | 2017-02-14 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.