BETTY TRAN


Licensee: INDUSTRY FUND SERVICES LIMITED

BETTY TRAN (Adviser# 000279138) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 9, 2015.

Adviser Overview

Register Name Financial Advisers
Adviser Name BETTY TRAN
Adviser Number 000279138
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2004
Financial Service (AFS) Licence Licence# 000232514
INDUSTRY FUND SERVICES LIMITED
Licence ABN 54007016195
Licence Controlled By INDUSTRY SUPER HOLDINGS PTY. LTD.
Adviser Start Date 2015-06-09
Appointing Representative Name INDUSTRY FUND SERVICES LIMITED
Appointing Representative Number 000232514
Appointing Representative ABN 54007016195
Memberships Financial Planning Association of Australia (FPA)
Further Restrictions (a)provide financial product advice for the following classes of financial products:(i)deposit and payment product limited to:(A)basic deposit products;(B)deposit products other than basic deposit products;(ii)life products including:(A)investment life insurance products as well as any product issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;(B)life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;(iii)interests in managed investment schemes including:(A)the investor directed portfolio service known as Industry Fund Portfolio Service; and(iv)superannuation;(b)deal in a financial product by:(i)applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:(A)deposit and payment products limited to:(1)basic deposit products;(B)life products including:(1)investment life insurance prod

Authorisations to provide financial product advice

  • BETTY TRAN
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Planning Kaplan
Bachelor of Business( Finance) University of Technology Sydney
Certification in Financial Planning Deakin University
Diploma of Financial Planning Kaplan

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000232514 INDUSTRY FUND SERVICES LIMITED
Licence controlled by: INDUSTRY SUPER HOLDINGS PTY. LTD.
Further restrictions: (a)provide financial product advice for the following classes of financial products:(i)deposit and payment product limited to:(A)basic deposit products;(B)deposit products other than basic deposit products;(ii)life products including:(A)investment life insurance products as well as any product issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;(B)life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;(iii)interests in managed investment schemes including:(A)the investor directed portfolio service known as Industry Fund Portfolio Service; and(iv)superannuation;(b)deal in a financial product by:(i)applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:(A)deposit and payment products limited to:(1)basic deposit products;(B)life products including:(1)investment life insurance prod
2015-06-09 - INDUSTRY FUND SERVICES LIMITED

Licensee Information

Licence Name INDUSTRY FUND SERVICES LIMITED
Licence Number 000232514
Licence ABN 54007016195

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
HENRIQUE LEONG Industry Fund Services Limited Current 2018-08-27
CHARLES HORDERN-GIBBINGS Industry Fund Services Limited Current 2018-08-27
SIGRID LARSEN Industry Fund Services Limited Current 2018-08-27
JESSICA FRY Industry Fund Services Limited Current 2018-08-22
DIMITRIOS MARAMIS Industry Fund Services Limited Current 2018-08-09
MARK JEFFERY VINCENT Industry Fund Services Limited Current 2018-06-07
MATTHEW PAUL STRICKLAND Industry Fund Services Limited Current 2018-05-10
LOUIS LIN Industry Fund Services Limited Current 2018-03-26
SHANNON WILLIAM GARDNER Industry Fund Services Limited Current 2018-03-14
ADAM FROST Industry Fund Services Limited Current 2018-02-21

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.