JAMES THOMAS (Adviser# 000279567) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is July 11, 2016.
| Register Name | Financial Advisers |
| Adviser Name | JAMES THOMAS |
| Adviser Number | 000279567 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2004 |
| Financial Service (AFS) Licence |
Licence# 000227096 LFG FINANCIAL SERVICES LTD |
| Licence ABN | 28101927413 |
| Adviser Start Date | 2016-07-11 |
| Adviser End Date | 2016-12-19 |
| Appointing Representative Name | LFG FINANCIAL SERVICES LTD |
| Appointing Representative Number | 000227096 |
| Appointing Representative ABN | 28101927413 |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000227096 | LFG FINANCIAL SERVICES LTD | 2016-07-11 - 2016-12-19 | LFG FINANCIAL SERVICES LTD |
| 000246510 | AG STOCKBROKING LTD | 2004-08-23 - 2007-09-27 | JAMES THOMAS |
| Licence Name | LFG FINANCIAL SERVICES LTD |
| Licence Number | 000227096 |
| Licence ABN | 28101927413 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| CHRISTINE GAYLE LASSEN | Lfg Financial Services Ltd | Ceased | 2016-08-17 |
| TONY BARRY GARNHAM | Lfg Financial Services Ltd | Current | 2015-10-26 |
| BELINDA MARIE PICCIRILLO | Lfg Financial Services Ltd | Current | 2015-09-09 |
| JOHN IAN JOHNSON | Lfg Financial Services Ltd | Current | 2015-03-12 |
| DUNCAN KEN WONG | Lfg Financial Services Ltd | Ceased | 2014-10-02 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| CHRISTINE GAYLE LASSEN | Lfg Financial Services Ltd | Ceased | 2016-08-17 |
| TONY BARRY GARNHAM | Lfg Financial Services Ltd | Current | 2015-10-26 |
| BELINDA MARIE PICCIRILLO | Lfg Financial Services Ltd | Current | 2015-09-09 |
| JOHN IAN JOHNSON | Lfg Financial Services Ltd | Current | 2015-03-12 |
| DUNCAN KEN WONG | Lfg Financial Services Ltd | Ceased | 2014-10-02 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.