ROBERT JAMES BAKER

Licensee: AUSURE PTY LTD

ROBERT JAMES BAKER (Adviser# 000283509) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is April 20, 2015.

Adviser Overview

Register Name Financial Advisers
Adviser Name ROBERT JAMES BAKER
Adviser Number 000283509
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2005
Financial Service (AFS) Licence Licence# 000238433
AUSURE PTY LTD
Licence ABN 94096971854
Adviser Start Date 2015-04-20
Appointing Representative Name AUSURE PTY LTD
Appointing Representative Number 000238433
Appointing Representative ABN 94096971854
Further Restrictions Authorisation:

Authorisations to provide financial product advice

  • ROBERT JAMES BAKER
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Taxation Fundamentals Kaplan
Teir 1 Generic Knowledge - Kaplan
Tier 1 Life Insurance - Personal Advice - Kaplan
Tier 1 managed Investments - Personal Advice - Kaplan
Tier 1 Financial planning Personal Advice - Kaplan

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000238433 AUSURE PTY LTD
Further restrictions: Authorisation:
2015-04-20 - AUSURE PTY LTD
000221557 MAGNITUDE GROUP PTY LTD
Licence controlled by: WESTPAC BANKING CORPORATION
2013-03-04 - 2015-04-16 MAGNITUDE GROUP PTY LTD
000235410 MORGANS FINANCIAL LIMITED 2005-01-04 - 2012-11-08 ROBERT JAMES BAKER

Licensee Information

Licence Name AUSURE PTY LTD
Licence Number 000238433
Licence ABN 94096971854

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
VICTORIA HOLME Ausure Pty Ltd Current 2018-08-14
DAVID LUKE Ausure Pty Ltd Current 2018-06-19
DAVID HUNT Ausure Pty Ltd Current 2018-06-08
LUCY ATKINSON Ausure Pty Ltd Current 2018-05-14
CRAIG PHILLIPS Ausure Pty Ltd Current 2018-04-02
MAGGIE ROSE JOHNSON Ausure Pty Ltd Current 2018-03-06
KERRIE SWINDLEY Ausure Pty Ltd Current 2017-10-27
KATRINA MARIE ROBBINS Ausure Pty Ltd Current 2017-08-28
BYRON BRECKLE Ausure Pty Ltd Current 2017-07-31
SHANNON DAWN MILLGATE Ausure Pty Ltd Current 2017-07-10

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.