ANDREW MARK SMITH


Licensee: SHARTRU WEALTH MANAGEMENT PTY LTD

ANDREW MARK SMITH (Adviser# 000284176) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 7, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name ANDREW MARK SMITH
Adviser Number 000284176
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2005
Financial Service (AFS) Licence Licence# 000422409
SHARTRU WEALTH MANAGEMENT PTY LTD
Licence ABN 46158536871
Adviser Start Date 2018-06-07
Appointing Representative Name SHARTRU WEALTH MANAGEMENT PTY LTD
Appointing Representative Number 000422409
Appointing Representative ABN 46158536871
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • ANDREW MARK SMITH
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
ASX Listed Products Accreditation course ASX & Savings Factory
Graduate Diploma of Financial Planning Securities Institute Education
Margin Lending and Geared Investments Kaplan Education Pty Ltd

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000422409 SHARTRU WEALTH MANAGEMENT PTY LTD 2018-06-07 - SHARTRU WEALTH MANAGEMENT PTY LTD
000307248 DOVER FINANCIAL ADVISERS PTY LTD
Licence controlled by: TERRY MCMASTER [Date Ceased: 01/08/2018]
2015-04-27 - 2018-05-31 DOVER FINANCIAL ADVISERS PTY LTD
000233714 WESTPAC BANKING CORPORATION
Licence controlled by: WESTPAC BANKING CORPORATION
2010-03-01 - 2010-12-31

Licensee Information

Licence Name SHARTRU WEALTH MANAGEMENT PTY LTD
Licence Number 000422409
Licence ABN 46158536871

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
IAN MCKENZIE Shartru Wealth Management Pty Ltd Current 2018-08-17
ALAN DAVID HENDERSON Shartru Wealth Management Pty Ltd Current 2018-07-17
JASON MCNAMARA Shartru Wealth Management Pty Ltd Current 2018-07-02
YEW KHENG LIM Shartru Wealth Management Pty Ltd Current 2018-07-02
LANCELOT CRAIG SMITH Shartru Wealth Management Pty Ltd Current 2018-06-30
STEVEN KLACAR Shartru Wealth Management Pty Ltd Current 2018-06-26
SYED MOHAMMAD Shartru Wealth Management Pty Ltd Current 2018-06-25
DAHL ANDREW DREW Shartru Wealth Management Pty Ltd Current 2018-06-22
KATHERINE MCARTHUR Shartru Wealth Management Pty Ltd Current 2018-06-18
ANDREW BRIAN POTTS Shartru Wealth Management Pty Ltd Current 2018-06-15

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.