SUSAN GAY SMITH (Adviser# 000302764) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is July 12, 2017.
| Register Name | Financial Advisers |
| Adviser Name | SUSAN GAY SMITH |
| Adviser Number | 000302764 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2006 |
| Financial Service (AFS) Licence |
Licence# 000240938 THE FINANCIALLINK GROUP PTY LTD |
| Licence ABN | 12055622967 |
| Licence Controlled By | BEACON FINANCIAL GROUP PTY LIMITED |
| Adviser Start Date | 2017-07-12 |
| Adviser End Date | 2018-08-28 |
| Appointing Representative Name | THE FINANCIALLINK GROUP PTY LTD |
| Appointing Representative Number | 000240938 |
| Appointing Representative ABN | 12055622967 |
| Further Restrictions | Excluding Standard Margin Lending |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000240938 |
THE FINANCIALLINK GROUP PTY LTD
Licence controlled by: BEACON FINANCIAL GROUP PTY LIMITED Further restrictions: Excluding Standard Margin Lending |
2017-07-12 - 2018-08-28 | THE FINANCIALLINK GROUP PTY LTD |
| 000449221 |
ALLIANCE WEALTH PTY LTD
Licence controlled by: CENTREPOINT ALLIANCE LIMITED ~ CENTREPOINT WEALTH PTY LTD [Date Ceased: 21/02/2018] |
2016-06-15 - 2017-07-11 | TOPDECK GROUP PTY LTD |
| 000232706 |
AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives. |
2013-09-10 - 2016-06-14 | AMP FINANCIAL PLANNING PTY LIMITED |
| 000244252 |
MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED |
2010-01-01 - 2012-12-08 |
| Licence Name | THE FINANCIALLINK GROUP PTY LTD |
| Licence Number | 000240938 |
| Licence ABN | 12055622967 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| ABHISHEK BHANDARI | The Financiallink Group Pty Ltd | Current | 2018-08-06 |
| PHILLIP DWYER | The Financiallink Group Pty Ltd | Current | 2018-08-03 |
| ROBERT WILLIAM PHILLIPS | The Financiallink Group Pty Ltd | Current | 2018-08-01 |
| SANJIV SAMEER JOHN KHALKHO | The Financiallink Group Pty Ltd | Current | 2018-07-16 |
| MARK TAYLOR | The Financiallink Group Pty Ltd | Current | 2018-07-10 |
| RONALD NGO | The Financiallink Group Pty Ltd | Current | 2018-07-10 |
| GEOFFREY OBERG | The Financiallink Group Pty Ltd | Current | 2018-07-09 |
| DAVID SIOSTROM | The Financiallink Group Pty Ltd | Current | 2018-07-09 |
| SIMON NUTTALL | The Financiallink Group Pty Ltd | Current | 2018-07-06 |
| PETER JULIAN LAW | The Financiallink Group Pty Ltd | Current | 2018-07-06 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.