KAM ROWSHAN (Adviser# 000303874) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is March 15, 2018.
| Register Name | Financial Advisers |
| Adviser Name | KAM ROWSHAN |
| Adviser Number | 000303874 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2005 |
| Financial Service (AFS) Licence |
Licence# 000380552 AURA WEALTH PTY LTD. |
| Licence ABN | 34122486935 |
| Licence Controlled By |
AURA GROUP PTY LTD BARRY PARKER [Date Ceased: 13/07/2017] |
| Adviser Start Date | 2018-03-15 |
| Appointing Representative Name | AURA WEALTH PTY LTD. |
| Appointing Representative Number | 000380552 |
| Appointing Representative ABN | 34122486935 |
| Further Restrictions | No advice on Self-Managed Superannuation Funds |
|
| Qualification / Degree | Institute / School |
|---|---|
| Diploma of Financial Services (Financial Planning) | Financial Services Training & Assessment Pty Ltd |
| Entry Level Competencies | Integratec |
| Risk Management | Integratec |
| Superannuation & Retirement Planning | Integratec |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000380552 |
AURA WEALTH PTY LTD.
Licence controlled by: AURA GROUP PTY LTD ~ BARRY PARKER [Date Ceased: 13/07/2017] Further restrictions: No advice on Self-Managed Superannuation Funds |
2018-03-15 - | AURA WEALTH PTY LTD. |
| 000307248 |
DOVER FINANCIAL ADVISERS PTY LTD
Licence controlled by: TERRY MCMASTER [Date Ceased: 01/08/2018] |
2017-10-10 - 2017-12-31 | DOVER FINANCIAL ADVISERS PTY LTD |
| 000232706 |
AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: "Authorised to provide personal financial product advice to retail clients on MDA services. MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives." |
2006-07-31 - 2017-09-07 | AMP FINANCIAL PLANNING PTY LIMITED |
| Licence Name | AURA WEALTH PTY LTD. |
| Licence Number | 000380552 |
| Licence ABN | 34122486935 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| DANIEL ROBERT UDEN | Aura Wealth Pty Ltd. | Current | 2018-08-14 |
| JUAN BRAN | Aura Wealth Pty Ltd. | Current | 2018-08-14 |
| IMMANUEL SARKIS | Aura Wealth Pty Ltd. | Current | 2018-07-13 |
| EDWARD HARRIS | Aura Wealth Pty Ltd. | Current | 2018-07-09 |
| CLINTON MICHAEL LINDQVIST | Aura Wealth Pty Ltd. | Current | 2018-07-04 |
| ANDREW COLORETTI | Aura Wealth Pty Ltd. | Current | 2018-07-02 |
| PASQUALE ROCCA | Aura Wealth Pty Ltd. | Current | 2018-07-02 |
| MICHAEL SIK | Aura Wealth Pty Ltd. | Current | 2018-06-22 |
| JOHN KALLA | Aura Wealth Pty Ltd. | Current | 2018-06-18 |
| KHALID NAEEM AHMAD | Aura Wealth Pty Ltd. | Current | 2018-06-07 |
Please comment or provide details below to improve the information on .
| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.