VIJAY RAJ

Licensee: LA VERNE CAPITAL PTY LTD

VIJAY RAJ (Adviser# 000310658) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is May 3, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name VIJAY RAJ
Adviser Number 000310658
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2007
Financial Service (AFS) Licence Licence# 000482937
LA VERNE CAPITAL PTY LTD
Licence Controlled By Charu GOSWAMI
Adviser Start Date 2016-05-03
Appointing Representative Name LA VERNE CAPITAL PTY LTD
Appointing Representative Number 000482937
Memberships Financial Planning Association of Australia (FPA)
MFAA Mortgage and Finance Association of Australia
National Insurance Brokers Association (NIBA)
SMSF Association
Stockbrokers Association of Australia

Authorisations to provide financial product advice

  • VIJAY RAJ
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Services (Financial Planning) Kaplan Professional
Certificate IV Financial Services (Finance/Mortgage Broking) Kaplan Professional
Diploma of Finance and Mortgage Broking Management Intellitrain Pty Ltd
Diploma of Financial Services (Financial Planning) Tribeca
SMSF Speacialist Cavendish Adelaide University

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000482937 LA VERNE CAPITAL PTY LTD
Licence controlled by: Charu GOSWAMI
2016-05-03 - LA VERNE CAPITAL PTY LTD
000232706 AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
Further restrictions: MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
2013-05-15 - 2016-05-02 AMP FINANCIAL PLANNING PTY LIMITED
000232706 AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
2010-04-08 - 2013-04-10

Licensee Information

Licence Name LA VERNE CAPITAL PTY LTD
Licence Number 000482937

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.