CALEB JOHN DOZZI (Adviser# 000316361) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is November 1, 2016.
| Register Name | Financial Advisers |
| Adviser Name | CALEB JOHN DOZZI |
| Adviser Number | 000316361 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2007 |
| Financial Service (AFS) Licence |
Licence# 000490210 DOZZI PTY LTD |
| Licence ABN | 77613202047 |
| Licence Controlled By | Henry, Bruce & Finn Pty Ltd |
| Adviser Start Date | 2016-11-01 |
| Appointing Representative Name | DOZZI PTY LTD |
| Appointing Representative Number | 000490210 |
| Appointing Representative ABN | 77613202047 |
| Memberships |
Australian Institute of Company Directors Financial Planning Association of Australia (FPA) |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Commerce in Financial Planning, majoring in Accounting | Griffith University |
| Certified Financial Planner | FPA |
| DPML Margin Lending | Pinnacle |
| Diploma of Financial Planning | Tribeca |
| Master of Business Administration with a personalisation in Personal Financial Planning | University of Southern Queensland |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000490210 |
DOZZI PTY LTD
Licence controlled by: Henry, Bruce & Finn Pty Ltd |
2016-11-01 - | DOZZI PTY LTD |
| 000292469 | STONEHOUSE FINANCIAL SERVICES PTY LTD | 2007-07-01 - 2017-01-01 | STONEHOUSE FINANCIAL SERVICES PTY LTD |
| Licence Name | DOZZI PTY LTD |
| Licence Number | 000490210 |
| Licence ABN | 77613202047 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| ELLIE MARIE FORDHAM | Dozzi Pty Ltd | Current | 2016-11-01 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| ELLIE MARIE FORDHAM | Dozzi Pty Ltd | Current | 2016-11-01 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.