LUKE COURTLAND OAKES

Licensee: PARAGEM PTY LIMITED

LUKE COURTLAND OAKES (Adviser# 000330331) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is January 11, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name LUKE COURTLAND OAKES
Adviser Number 000330331
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2007
Financial Service (AFS) Licence Licence# 000297276
PARAGEM PTY LIMITED
Licence ABN 16108571875
Licence Controlled By HUB24 LIMITED
Adviser Start Date 2016-01-11
Appointing Representative Name PARAGEM PTY LIMITED
Appointing Representative Number 000297276
Appointing Representative ABN 16108571875
Memberships Financial Planning Association of Australia (FPA)
SMSF Association

Authorisations to provide financial product advice

  • LUKE COURTLAND OAKES
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Managed Investment Schemes MDA Service
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Accredited Listed Product Adviser Program Kaplan
Advanced Diploma of financial Services (Financial Planning) Kaplan
Bachelor of Economics University of Tasmania
Diploma of Financial Services Financial Planning TRIBECA
Self Managed Superannuation Funds Kaplan

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000297276 PARAGEM PTY LIMITED
Licence controlled by: HUB24 LIMITED
2016-01-11 - PARAGEM PTY LIMITED
000237590 FINANCIAL SERVICES PARTNERS PTY LIMITED
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Further restrictions: Securities: Class of product only. Government Debentures, Stocks or Bonds: Class of product only.
2008-09-25 - 2016-01-10 FINANCIAL SERVICES PARTNERS PTY LIMITED

Licensee Information

Licence Name PARAGEM PTY LIMITED
Licence Number 000297276
Licence ABN 16108571875

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
MATHEW STINTON Paragem Pty Limited Current 2018-02-12
MATHEW JAMES ASHTON Paragem Pty Limited Current 2018-02-01
KAYE TAING Paragem Pty Limited Current 2017-12-01
BENJAMIN JAMES NORVAL Paragem Pty Limited Current 2017-11-03
HELEN MY DUYEN CHAU NGUYEN Paragem Pty Limited Ceased 2017-11-01
BRENTON WILLIAM MARRIS Paragem Pty Limited Current 2017-10-16
SANDRA JOE Paragem Pty Limited Current 2017-10-16
AMANDA HUI JUNE TANG Paragem Pty Limited Current 2017-09-08
DARREN RICHARD TANNER Paragem Pty Limited Current 2017-09-01
SIMON JOHN LEWIS Paragem Pty Limited Current 2017-05-12

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.