ALAN LESLIE SMITH (Adviser# 000332169) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is August 20, 2018.
| Register Name | Financial Advisers |
| Adviser Name | ALAN LESLIE SMITH |
| Adviser Number | 000332169 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2008 |
| Financial Service (AFS) Licence |
Licence# 000493361 BLUE OCEAN FINANCIAL SERVICES PTY LTD |
| Licence ABN | 17615108177 |
| Licence Controlled By | Stuart Aaron MANGION |
| Adviser Start Date | 2018-08-20 |
| Appointing Representative Name | RELIANCE INSURANCE ADVISERS PTY LTD |
| Appointing Representative Number | 001249697 |
| Appointing Representative ABN | 50161586901 |
| Further Restrictions | Margin Lending Managed Discretionary Accounts Securities |
|
| Qualification / Degree | Institute / School |
|---|---|
| Diploma of Financial Services (Financial Planning) | Archer College |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000493361 |
BLUE OCEAN FINANCIAL SERVICES PTY LTD
Licence controlled by: Stuart Aaron MANGION Further restrictions: Margin Lending Managed Discretionary Accounts Securities |
2018-08-20 - | RELIANCE INSURANCE ADVISERS PTY LTD |
| 000437518 |
AVALONFS PTY LTD
Licence controlled by: Amodio Financial Services Pty Ltd ATF AFS Trust [Date Ceased: 07/04/2016] Further restrictions: No margin lending or securities. |
2016-11-14 - 2018-08-17 | AVALONFS PTY LTD |
| 000307379 |
PATRON FINANCIAL SERVICES PTY LTD
Licence controlled by: STEINHARDT HOLDINGS PTY LTD Further restrictions: Direct Equities - excludes direct equities advice SMSF - excludes advice on limited recourse borrowing arrangements and advice to set up SMSF |
2013-07-19 - 2016-11-14 | PATRON FINANCIAL SERVICES PTY LTD |
| 000240687 |
SECURITOR FINANCIAL GROUP LTD
Licence controlled by: WESTPAC BANKING CORPORATION |
2013-05-03 - 2013-07-18 | |
| 000297239 | A.C.N. 116 900 362 LIMITED | 2008-11-17 - 2013-05-02 |
| Licence Name | BLUE OCEAN FINANCIAL SERVICES PTY LTD |
| Licence Number | 000493361 |
| Licence ABN | 17615108177 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| ANTONY LORENZO CAFARELLA | Blue Ocean Financial Services Pty Ltd | Current | 2018-06-25 |
| DERRICK BRUCE LOBBAN | Blue Ocean Financial Services Pty Ltd | Current | 2018-06-25 |
| ALEKSANDER JANIS EVERSTETS | Blue Ocean Financial Services Pty Ltd | Current | 2018-06-21 |
| ADAM DOUGLAS HOLMAN | Blue Ocean Financial Services Pty Ltd | Current | 2018-06-08 |
| MICHAEL JOHN RADNEDGE | Blue Ocean Financial Services Pty Ltd | Current | 2018-05-01 |
| DUNCAN MURRAY CHARLES MACINTOSH | Blue Ocean Financial Services Pty Ltd | Current | 2018-04-04 |
| JOHN KILEY | Blue Ocean Financial Services Pty Ltd | Current | 2018-03-20 |
| LYNETTE MURRAY | Blue Ocean Financial Services Pty Ltd | Current | 2018-03-19 |
| PAUL DAVID MICHAEL GILLMORE | Blue Ocean Financial Services Pty Ltd | Current | 2018-03-14 |
| JAMES PARKER | Blue Ocean Financial Services Pty Ltd | Current | 2018-03-14 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.