RICHARD MONROE (Adviser# 000420322) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is December 17, 2015.
| Register Name | Financial Advisers |
| Adviser Name | RICHARD MONROE |
| Adviser Number | 000420322 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2000 |
| Financial Service (AFS) Licence |
Licence# 000234665 CHARTER FINANCIAL PLANNING LIMITED |
| Licence ABN | 35002976294 |
| Licence Controlled By |
AMP ADVICE HOLDINGS PTY LTD AMP LIMITED [Date Ceased: 27/02/2016] |
| Adviser Start Date | 2015-12-17 |
| Adviser End Date | 2016-05-09 |
| Appointing Representative Name | CHARTER FINANCIAL PLANNING LIMITED |
| Appointing Representative Number | 000234665 |
| Appointing Representative ABN | 35002976294 |
| Further Restrictions | One off licensee approval isrequired for allMDA services andproducts which areeither not on theapproved productlist or Derivatives. |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000234665 |
CHARTER FINANCIAL PLANNING LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: One off licensee approval isrequired for allMDA services andproducts which areeither not on theapproved productlist or Derivatives. |
2015-12-17 - 2016-05-09 | CHARTER FINANCIAL PLANNING LIMITED |
| 000243313 | SYNCHRONISED BUSINESS SERVICES PTY LTD | 2012-10-26 - 2015-12-17 | SYNCHRONISED BUSINESS SERVICES PTY LTD |
| 000254544 |
GPS WEALTH LTD
Licence controlled by: EASTON INVESTMENTS LIMITED |
2012-08-30 - 2012-10-26 | RICHARD MONROE |
| 000234951 |
PROFESSIONAL INVESTMENT SERVICES PTY LTD
Licence controlled by: CENTREPOINT WEALTH PTY LTD |
2012-04-17 - 2012-08-30 | RICHARD MONROE |
| Licence Name | CHARTER FINANCIAL PLANNING LIMITED |
| Licence Number | 000234665 |
| Licence ABN | 35002976294 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| RUSHAN MANOJ ATTYGALLA | Charter Financial Planning Limited | Current | 2018-08-31 |
| ANJALI DAS | Charter Financial Planning Limited | Current | 2018-08-31 |
| THI NHUNG NHI TRAN | Charter Financial Planning Limited | Current | 2018-08-30 |
| TAYLOR LEE WARD | Charter Financial Planning Limited | Current | 2018-08-09 |
| KEVIN JIN FAI LEE | Charter Financial Planning Limited | Current | 2018-08-01 |
| KRISTOFER JAMES JENKINS | Charter Financial Planning Limited | Current | 2018-08-01 |
| BIANCA CAITLYN DEZOTTI | Charter Financial Planning Limited | Current | 2018-07-23 |
| ANTHONY PAINO | Charter Financial Planning Limited | Current | 2018-07-23 |
| CAROLYN ROPER | Charter Financial Planning Limited | Current | 2018-07-18 |
| CARYN MICHELLE WILDE | Charter Financial Planning Limited | Current | 2018-07-13 |
Please comment or provide details below to improve the information on .
| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.