ROUTH RANN PA (Adviser# 000426835) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is December 18, 2014.
| Register Name | Financial Advisers |
| Adviser Name | ROUTH RANN PA |
| Adviser Number | 000426835 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2012 |
| Financial Service (AFS) Licence |
Licence# 000237641 GUARDIANFP LTD |
| Licence ABN | 40003677334 |
| Licence Controlled By | SUNCORP GROUP LIMITED |
| Adviser Start Date | 2014-12-18 |
| Adviser End Date | 2015-05-25 |
| Appointing Representative Name | GUARDIANFP LTD |
| Appointing Representative Number | 000237641 |
| Appointing Representative ABN | 40003677334 |
| Further Restrictions | Superannuation excludes SMSF Advice |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000237641 |
GUARDIANFP LTD
Licence controlled by: SUNCORP GROUP LIMITED Further restrictions: Superannuation excludes SMSF Advice |
2014-12-18 - 2015-05-25 | GUARDIANFP LTD |
| 000239183 | AON HEWITT FINANCIAL ADVICE LIMITED | 2014-08-28 - 2014-11-10 | |
| 000238429 |
RI ADVICE GROUP PTY LTD
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED |
2012-08-24 - 2012-10-26 |
| Licence Name | GUARDIANFP LTD |
| Licence Number | 000237641 |
| Licence ABN | 40003677334 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| DEBRA KAYE HEITMANN | Guardianfp Ltd | Ceased | 2016-11-18 |
| IAN STUART NICHOL | Guardianfp Ltd | Ceased | 2016-11-18 |
| GRANT RICHARDSON | Guardianfp Ltd | Ceased | 2015-07-31 |
| BOBBY PAUL MANN | Guardianfp Ltd | Ceased | 2015-07-27 |
| RONALD GALEA | Guardianfp Ltd | Ceased | 2014-09-24 |
| TIMOTHY CUSSELL | Guardianfp Ltd | Ceased | 2014-07-17 |
| DHRUV VERMA | Guardianfp Ltd | Ceased | 2013-12-06 |
| PETER JAMES COLVIN | Guardianfp Ltd | Ceased | 2013-02-26 |
| SCOTT GRAHAM | Guardianfp Ltd | Ceased | 2013-02-21 |
| GREGORY KERSLAKE | Guardianfp Ltd | Ceased | 2013-02-15 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.