STUART RICHARD ALLEN


Licensee: THOMAS PRICE PTY LTD

STUART RICHARD ALLEN (Adviser# 000429327) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is August 7, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name STUART RICHARD ALLEN
Adviser Number 000429327
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2012
Financial Service (AFS) Licence Licence# 000345963
THOMAS PRICE PTY LTD
Licence ABN 36142286584
Adviser Start Date 2017-08-07
Appointing Representative Name THOMAS PRICE PTY LTD
Appointing Representative Number 000345963
Appointing Representative ABN 36142286584
Memberships Association of Financial Advisers (AFA)

Authorisations to provide financial product advice

  • STUART RICHARD ALLEN
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Diploma of Financial Planning Kaplan Professional

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000345963 THOMAS PRICE PTY LTD 2017-08-07 - THOMAS PRICE PTY LTD
000231138 FINANCIAL WISDOM LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA
Further restrictions: Not authorised to provide personal advice on SMSF.
2014-02-17 - 2016-12-15 FINANCIAL WISDOM LIMITED
000237641 GUARDIANFP LTD
Licence controlled by: SUNCORP GROUP LIMITED
2012-10-27 - 2014-01-15

Licensee Information

Licence Name THOMAS PRICE PTY LTD
Licence Number 000345963
Licence ABN 36142286584

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
MARK DUNCAN Thomas Price Pty Ltd Current 2018-05-30
TERRENCE GORDON POWELL Thomas Price Pty Ltd Current 2017-02-01
PETER JOHN BEARE Thomas Price Pty Ltd Current 2017-02-01
JOHN WALTER ROBSON Thomas Price Pty Ltd Current 2015-09-30
MATTHEW ANTHONY FIRMAN Thomas Price Pty Ltd Current 2015-09-30

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
MARK DUNCAN Thomas Price Pty Ltd Current 2018-05-30
TERRENCE GORDON POWELL Thomas Price Pty Ltd Current 2017-02-01
PETER JOHN BEARE Thomas Price Pty Ltd Current 2017-02-01
JOHN WALTER ROBSON Thomas Price Pty Ltd Current 2015-09-30
MATTHEW ANTHONY FIRMAN Thomas Price Pty Ltd Current 2015-09-30

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.