KEN LI KOH (Adviser# 000430565) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 26, 2015.
| Register Name | Financial Advisers |
| Adviser Name | KEN LI KOH |
| Adviser Number | 000430565 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2012 |
| Financial Service (AFS) Licence |
Licence# 000334400 SPECTRUM WEALTH ADVISERS PTY LTD |
| Licence ABN | 57134661706 |
| Licence Controlled By | Freedom Insurance Group Pty Ltd |
| Adviser Start Date | 2015-10-26 |
| Appointing Representative Name | SPECTRUM WEALTH ADVISERS PTY LTD |
| Appointing Representative Number | 000334400 |
| Appointing Representative ABN | 57134661706 |
| Memberships | CPA Australia (CPA) |
| Further Restrictions | Full Advice |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Commerce | University of Melbourne |
| Diploma of Financial Services (Financial Planning) | International Institute of Technology (IIT) |
| Diploma of Financial Services (Financial Planning) | RG146 - International Institute of Technology (IIT) |
| Graduate Certificate of Professional Accounting | University of New England |
| Graduate Certificate of Professional Accounting | University of New England |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000334400 |
SPECTRUM WEALTH ADVISERS PTY LTD
Licence controlled by: Freedom Insurance Group Pty Ltd Further restrictions: Full Advice |
2015-10-26 - | SPECTRUM WEALTH ADVISERS PTY LTD |
| 000227232 |
COUNT FINANCIAL LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA |
2012-11-07 - 2015-10-21 | COUNT FINANCIAL LIMITED |
| Licence Name | SPECTRUM WEALTH ADVISERS PTY LTD |
| Licence Number | 000334400 |
| Licence ABN | 57134661706 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| NALIN BERNARD PERERA | Spectrum Wealth Advisers Pty Ltd | Current | 2018-08-03 |
| JOHN CURLEY | Spectrum Wealth Advisers Pty Ltd | Current | 2018-08-01 |
| ELDHO PAUL | Spectrum Wealth Advisers Pty Ltd | Current | 2018-07-17 |
| HASMUKH GOVIND GHEDIA | Spectrum Wealth Advisers Pty Ltd | Current | 2018-07-13 |
| SUHRID SHETH | Spectrum Wealth Advisers Pty Ltd | Current | 2018-07-11 |
| ARMIN BREAKWELL | Spectrum Wealth Advisers Pty Ltd | Current | 2018-07-09 |
| JENNIFER ANNE HERREEN | Spectrum Wealth Advisers Pty Ltd | Ceased | 2018-07-09 |
| DAVID ANH LE | Spectrum Wealth Advisers Pty Ltd | Current | 2018-07-05 |
| GEOFFREY GARDNER | Spectrum Wealth Advisers Pty Ltd | Current | 2018-06-26 |
| NEIL JAMES BROWN | Spectrum Wealth Advisers Pty Ltd | Current | 2018-06-26 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.