DEV SINGH PURAIN

Licensee: WESTPAC BANKING CORPORATION

DEV SINGH PURAIN (Adviser# 000431782) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is August 29, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name DEV SINGH PURAIN
Adviser Number 000431782
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2012
Financial Service (AFS) Licence Licence# 000233714
WESTPAC BANKING CORPORATION
Licence ABN 33007457141
Licence Controlled By WESTPAC BANKING CORPORATION
Adviser Start Date 2016-08-29
Appointing Representative Name WESTPAC BANKING CORPORATION
Appointing Representative Number 000233714
Appointing Representative ABN 33007457141
Memberships Association of Financial Advisers (AFA)
CPA Australia (CPA)
Further Restrictions Excluding Self Managed Superannuation Funds

Authorisations to provide financial product advice

  • DEV SINGH PURAIN
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Planning Kaplan Professional Education
Diploma of Financial Services (Financial Planning) Kaplan Professional Education
Fellow Chartered Financial Practitioner Association of Financial Advisers
Margin Lending and Geared Investments Kaplan
Self Managed Superannuation Funds Kaplan

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000233714 WESTPAC BANKING CORPORATION
Licence controlled by: WESTPAC BANKING CORPORATION
Further restrictions: Excluding Self Managed Superannuation Funds
2016-08-29 - WESTPAC BANKING CORPORATION
000234665 CHARTER FINANCIAL PLANNING LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
Further restrictions: One off licenseeapproval isrequired for allMDA services andproducts which areeither not on theapproved productlist or Derivatives
2015-12-17 - 2016-05-18 CHARTER FINANCIAL PLANNING LIMITED
000238478 FUTURO FINANCIAL SERVICES PTY LTD
Licence controlled by: HIGHFIELD GROUP PTY LTD
2014-10-13 - 2015-10-30 FUTURO FINANCIAL SERVICES PTY LTD
000227748 SENTRY ADVICE PTY LTD
Licence controlled by: SENTRY GROUP PTY LTD
2012-12-06 - 2014-10-09 DEV SINGH PURAIN

Licensee Information

Licence Name WESTPAC BANKING CORPORATION
Licence Number 000233714
Licence ABN 33007457141

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
YING ZHU Westpac Banking Corporation Current 2018-06-19
PAUL DAO Westpac Banking Corporation Current 2018-05-08
ADAM SULLIVAN Westpac Banking Corporation Current 2018-04-23
LUCINDA NUTTING Westpac Banking Corporation Current 2018-04-18
WEIFENG DONG Westpac Banking Corporation Current 2018-04-13
GREY GONZALES Westpac Banking Corporation Current 2018-03-23
MICHAEL AZZI Westpac Banking Corporation Current 2018-02-20
XIAO HE Westpac Banking Corporation Current 2018-02-19
ANDREW FERGUSON Westpac Banking Corporation Current 2018-02-09
ERIN LANE Westpac Banking Corporation Current 2017-12-12

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.