BRENDAN MICHAEL PHILLIPS (Adviser# 000436847) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is January 20, 2017.
| Register Name | Financial Advisers |
| Adviser Name | BRENDAN MICHAEL PHILLIPS |
| Adviser Number | 000436847 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2013 |
| Financial Service (AFS) Licence |
Licence# 000238429 RI ADVICE GROUP PTY LTD |
| Licence ABN | 23001774125 |
| Licence Controlled By | AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED |
| Adviser Start Date | 2017-01-20 |
| Appointing Representative Name | RI ADVICE GROUP PTY LTD |
| Appointing Representative Number | 000238429 |
| Appointing Representative ABN | 23001774125 |
| Memberships | Financial Planning Association of Australia (FPA) |
| Further Restrictions | Securities: Class of product only. |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Commerce (Finance, Financial Planning & Marketing) | Deakin University |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000238429 |
RI ADVICE GROUP PTY LTD
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED Further restrictions: Securities: Class of product only. |
2017-01-20 - | RI ADVICE GROUP PTY LTD |
| 000231138 |
FINANCIAL WISDOM LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA Further restrictions: Not authorised to provide personal advice on Securities, SMSF, Standard Margin Lending |
2016-07-25 - 2016-12-30 | FINANCIAL WISDOM LIMITED |
| 000234665 |
CHARTER FINANCIAL PLANNING LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: One off licensee approval is required for products which are either not on the approved product list or Derivatives. |
2014-09-08 - 2016-07-04 | CHARTER FINANCIAL PLANNING LIMITED |
| 000297276 |
PARAGEM PTY LIMITED
Licence controlled by: HUB24 LIMITED |
2013-04-01 - 2014-08-22 |
| Licence Name | RI ADVICE GROUP PTY LTD |
| Licence Number | 000238429 |
| Licence ABN | 23001774125 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| BRENT WESLEY MCLAUGHLIN | Ri Advice Group Pty Ltd | Current | 2018-08-23 |
| RYAN THOMAS BULTITUDE | Ri Advice Group Pty Ltd | Current | 2018-08-14 |
| VANESSA DI COLA | Ri Advice Group Pty Ltd | Current | 2018-08-07 |
| PETER BARRY DALE | Ri Advice Group Pty Ltd | Current | 2018-08-07 |
| NATHAN FRANCIS WELLING | Ri Advice Group Pty Ltd | Current | 2018-08-01 |
| DANIEL PAUL FOGDEN | Ri Advice Group Pty Ltd | Current | 2018-07-30 |
| JOSEPH SCARMOZZINO | Ri Advice Group Pty Ltd | Current | 2018-07-26 |
| EMILIO BANGIT | Ri Advice Group Pty Ltd | Current | 2018-07-24 |
| DEAN ANTHONY AGRESTA | Ri Advice Group Pty Ltd | Current | 2018-07-24 |
| JARRAD PAGE | Ri Advice Group Pty Ltd | Current | 2018-07-23 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.