SARAH KATE GARDNER (Adviser# 000444015) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is October 20, 2017.
| Register Name | Financial Advisers |
| Adviser Name | SARAH KATE GARDNER |
| Adviser Number | 000444015 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 1997 |
| Financial Service (AFS) Licence |
Licence# 000235410 MORGANS FINANCIAL LIMITED |
| Licence ABN | 49010669726 |
| Adviser Start Date | 2017-10-20 |
| Adviser End Date | 2018-02-05 |
| Appointing Representative Name | MORGANS FINANCIAL LIMITED |
| Appointing Representative Number | 000235410 |
| Appointing Representative ABN | 49010669726 |
| Disciplinary Action Start Date | 17/08/2016 |
| Disciplinary Action End Date | 16/08/2017 |
| Disciplinary Action Type | Prohibited from providing any financial services for the period of one year. |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000235410 | MORGANS FINANCIAL LIMITED | 2017-10-20 - 2018-02-05 | MORGANS FINANCIAL LIMITED |
| 000235410 | MORGANS FINANCIAL LIMITED | 2017-08-18 - 2017-09-04 | MORGANS FINANCIAL LIMITED |
| 000235410 | MORGANS FINANCIAL LIMITED | 2013-08-20 - 2016-08-18 | MORGANS FINANCIAL LIMITED |
| 000237504 |
MACQUARIE EQUITIES LIMITED
Licence controlled by: MACQUARIE GROUP LIMITED |
2007-04-01 - 2013-02-01 |
| Licence Name | MORGANS FINANCIAL LIMITED |
| Licence Number | 000235410 |
| Licence ABN | 49010669726 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| BRADLEY ANGUS STUART MACKAY | Morgans Financial Limited | Current | 2018-08-27 |
| JAMES BRUCE DAWSON | Morgans Financial Limited | Current | 2018-08-23 |
| BERNARD MARK SIMLESA | Morgans Financial Limited | Current | 2018-08-20 |
| MICHELLE MARISA PAIS LEWIS | Morgans Financial Limited | Current | 2018-07-25 |
| WADE COMELY | Morgans Financial Limited | Current | 2018-07-23 |
| THOMAS JAMES BOORMAN | Morgans Financial Limited | Current | 2018-07-13 |
| LAURA SMILLIE | Morgans Financial Limited | Current | 2018-07-12 |
| SARKIS YOUSEFF SASSINE | Morgans Financial Limited | Ceased | 2018-07-09 |
| ANDREW FREDERICK CRAGG | Morgans Financial Limited | Current | 2018-07-02 |
| AJIT SHINDE | Morgans Financial Limited | Current | 2018-07-02 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.