TAMMY LEE STONE


Licensee: NKH KNIGHT HOLDINGS PTY LTD

TAMMY LEE STONE (Adviser# 000448082) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 28, 2013.

Adviser Overview

Register Name Financial Advisers
Adviser Name TAMMY LEE STONE
Adviser Number 000448082
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2013
Financial Service (AFS) Licence Licence# 000438631
NKH KNIGHT HOLDINGS PTY LTD
Licence ABN 30163152967
Licence Controlled By NKH KNIGHT PTY LTD
Adviser Start Date 2013-10-28
Appointing Representative Name KNIGHT FINANCIAL ADVISORS PTY LTD
Appointing Representative Number 000285301
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • TAMMY LEE STONE
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard
  • ·
  • Miscellaneous Financial MDA Services

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Commerce Financial Planning Curtin University of Technology
Margin Lending Accreditation Program Deakin Prime
Professional Diploma in Stockbroking Deakin Prime
Risk Management Tribeca
The Securities & Derivatives Association (SDIA) Accreditation Program Deakin University

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000438631 NKH KNIGHT HOLDINGS PTY LTD
Licence controlled by: NKH KNIGHT PTY LTD
2013-10-28 - KNIGHT FINANCIAL ADVISORS PTY LTD

Licensee Information

Licence Name NKH KNIGHT HOLDINGS PTY LTD
Licence Number 000438631
Licence ABN 30163152967

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
NICHOLAS WILLIAM HARMER Nkh Knight Holdings Pty Ltd Current 2015-07-21
JOVAN CVETKOSKI Nkh Knight Holdings Pty Ltd Current 2014-10-01
JASON PAUL FEATHERBY Nkh Knight Holdings Pty Ltd Current 2013-07-20
PETER MAURICE FARLIE Nkh Knight Holdings Pty Ltd Current 2013-07-20
ARNA MENNA Nkh Knight Holdings Pty Ltd Current 2013-07-20

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
NICHOLAS WILLIAM HARMER Nkh Knight Holdings Pty Ltd Current 2015-07-21
JOVAN CVETKOSKI Nkh Knight Holdings Pty Ltd Current 2014-10-01
JASON PAUL FEATHERBY Nkh Knight Holdings Pty Ltd Current 2013-07-20
PETER MAURICE FARLIE Nkh Knight Holdings Pty Ltd Current 2013-07-20
ARNA MENNA Nkh Knight Holdings Pty Ltd Current 2013-07-20

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.