HAROLD SPARTELS (Adviser# 000456110) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is November 20, 2015.
| Register Name | Financial Advisers |
| Adviser Name | HAROLD SPARTELS |
| Adviser Number | 000456110 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2013 |
| Financial Service (AFS) Licence |
Licence# 000238433 AUSURE PTY LTD |
| Licence ABN | 94096971854 |
| Adviser Start Date | 2015-11-20 |
| Adviser End Date | 2018-07-02 |
| Appointing Representative Name | AUSURE PTY LTD |
| Appointing Representative Number | 000238433 |
| Appointing Representative ABN | 94096971854 |
| Further Restrictions | Deposit and payment products limited to:- Basic Deposit Products;-Deposit Products other than basic Deposit Products Life Products including; a. Investment Life Insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of it's statutory Funds and; B. Life Risk Insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of it's statutory funds; Interest in Managed Investment Schemes including investor directed portfolio services; Retirement savings accounts ("RSA") products (Within the meaning of the Retirement Savings Account Act 1997); Superannuation and retirement products. Listed Securities. |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000238433 |
AUSURE PTY LTD
Further restrictions: Deposit and payment products limited to:- Basic Deposit Products;-Deposit Products other than basic Deposit Products Life Products including; a. Investment Life Insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of it's statutory Funds and; B. Life Risk Insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of it's statutory funds; Interest in Managed Investment Schemes including investor directed portfolio services; Retirement savings accounts ("RSA") products (Within the meaning of the Retirement Savings Account Act 1997); Superannuation and retirement products. Listed Securities. |
2015-11-20 - 2018-07-02 | AUSURE PTY LTD |
| 000307248 |
DOVER FINANCIAL ADVISERS PTY LTD
Licence controlled by: TERRY MCMASTER [Date Ceased: 01/08/2018] |
2014-04-07 - 2015-11-20 | DOVER FINANCIAL ADVISERS PTY LTD |
| Licence Name | AUSURE PTY LTD |
| Licence Number | 000238433 |
| Licence ABN | 94096971854 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| VICTORIA HOLME | Ausure Pty Ltd | Current | 2018-08-14 |
| DAVID LUKE | Ausure Pty Ltd | Current | 2018-06-19 |
| DAVID HUNT | Ausure Pty Ltd | Current | 2018-06-08 |
| LUCY ATKINSON | Ausure Pty Ltd | Current | 2018-05-14 |
| CRAIG PHILLIPS | Ausure Pty Ltd | Current | 2018-04-02 |
| MAGGIE ROSE JOHNSON | Ausure Pty Ltd | Current | 2018-03-06 |
| KERRIE SWINDLEY | Ausure Pty Ltd | Current | 2017-10-27 |
| KATRINA MARIE ROBBINS | Ausure Pty Ltd | Current | 2017-08-28 |
| BYRON BRECKLE | Ausure Pty Ltd | Current | 2017-07-31 |
| SHANNON DAWN MILLGATE | Ausure Pty Ltd | Current | 2017-07-10 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.