ROBERT ROCCA (Adviser# 000458026) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is November 17, 2017.
| Register Name | Financial Advisers |
| Adviser Name | ROBERT ROCCA |
| Adviser Number | 000458026 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2011 |
| Financial Service (AFS) Licence |
Licence# 000232514 INDUSTRY FUND SERVICES LIMITED |
| Licence ABN | 54007016195 |
| Licence Controlled By | INDUSTRY SUPER HOLDINGS PTY. LTD. |
| Adviser Start Date | 2017-11-17 |
| Appointing Representative Name | INDUSTRY FUND SERVICES LIMITED |
| Appointing Representative Number | 000232514 |
| Appointing Representative ABN | 54007016195 |
| Memberships | Financial Planning Association of Australia (FPA) |
| Further Restrictions | Scope of Authority: Comprehensive(a) provide financial product advice for the following classes of financial products:(i) deposit and payment products limited to:(A) basic deposit products;(B) deposit products other than basic deposit products;(ii) debentures, stocks or bonds issued or proposed to be issued by a Government;(iii) life products including:(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;(iv) interests in managed investment schemes including, but not limited to:(A) investor directed portfolio services (IDPS); and(B) managed investment schemes that are IDPS-like schemes;(v) securities;(vi) standard margin lending facility; and(vii) superannuation, excluding Self Managed Superannuation Funds (SMSFs);(b) deal in a financial produ |
|
| Qualification / Degree | Institute / School |
|---|---|
| Advanced Diploma of Financial Services (Financial Planning) | Tribeca Learning |
| Diploma of Financial Planning | Tribeca Learning |
| Graduate Certificate in Finance | Charles Sturt University |
| Margin Lending Personal Advice | Kaplan Professional Education |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000232514 |
INDUSTRY FUND SERVICES LIMITED
Licence controlled by: INDUSTRY SUPER HOLDINGS PTY. LTD. Further restrictions: Scope of Authority: Comprehensive(a) provide financial product advice for the following classes of financial products:(i) deposit and payment products limited to:(A) basic deposit products;(B) deposit products other than basic deposit products;(ii) debentures, stocks or bonds issued or proposed to be issued by a Government;(iii) life products including:(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;(iv) interests in managed investment schemes including, but not limited to:(A) investor directed portfolio services (IDPS); and(B) managed investment schemes that are IDPS-like schemes;(v) securities;(vi) standard margin lending facility; and(vii) superannuation, excluding Self Managed Superannuation Funds (SMSFs);(b) deal in a financial produ |
2017-11-17 - | INDUSTRY FUND SERVICES LIMITED |
| 000240687 |
SECURITOR FINANCIAL GROUP LTD
Licence controlled by: WESTPAC BANKING CORPORATION |
2014-05-16 - 2017-11-03 | SECURITOR FINANCIAL GROUP LTD |
| 000230686 |
NATIONAL AUSTRALIA BANK LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED |
2011-09-09 - 2014-04-17 |
| Licence Name | INDUSTRY FUND SERVICES LIMITED |
| Licence Number | 000232514 |
| Licence ABN | 54007016195 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| HENRIQUE LEONG | Industry Fund Services Limited | Current | 2018-08-27 |
| CHARLES HORDERN-GIBBINGS | Industry Fund Services Limited | Current | 2018-08-27 |
| SIGRID LARSEN | Industry Fund Services Limited | Current | 2018-08-27 |
| JESSICA FRY | Industry Fund Services Limited | Current | 2018-08-22 |
| DIMITRIOS MARAMIS | Industry Fund Services Limited | Current | 2018-08-09 |
| MARK JEFFERY VINCENT | Industry Fund Services Limited | Current | 2018-06-07 |
| MATTHEW PAUL STRICKLAND | Industry Fund Services Limited | Current | 2018-05-10 |
| LOUIS LIN | Industry Fund Services Limited | Current | 2018-03-26 |
| SHANNON WILLIAM GARDNER | Industry Fund Services Limited | Current | 2018-03-14 |
| ADAM FROST | Industry Fund Services Limited | Current | 2018-02-21 |
Please comment or provide details below to improve the information on .
| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.