ALEXANDER RYAN STEER

Licensee: YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED

ALEXANDER RYAN STEER (Adviser# 000467773) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is April 18, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name ALEXANDER RYAN STEER
Adviser Number 000467773
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2014
Financial Service (AFS) Licence Licence# 000323825
YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED
Licence ABN 93128650037
Adviser Start Date 2017-04-18
Appointing Representative Name YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED
Appointing Representative Number 000323825
Appointing Representative ABN 93128650037

Authorisations to provide financial product advice

  • ALEXANDER RYAN STEER
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Planning Kaplan
Diploma of Financial Planning Integrity Education Group

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000323825 YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED 2017-04-18 - YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED
000357306 FORTNUM PRIVATE WEALTH LTD
Licence controlled by: FORTNUM PRIVATE WEALTH LTD
2016-08-12 - 2017-03-10 FORTNUM PRIVATE WEALTH LTD
000232705 HILLROSS FINANCIAL SERVICES LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
Further restrictions: MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
2015-10-08 - 2016-05-17 HILLROSS FINANCIAL SERVICES LIMITED
000232706 AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
Further restrictions: MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
2014-10-29 - 2015-09-09 AMP FINANCIAL PLANNING PTY LIMITED
000232706 AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
2013-10-15 - 2014-10-15

Licensee Information

Licence Name YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED
Licence Number 000323825
Licence ABN 93128650037

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
STEPHEN RIX Yellow Brick Road Wealth Management Pty Limited Current 2018-07-20
SCOTT JAMES NICHOLLS Yellow Brick Road Wealth Management Pty Limited Current 2018-07-13
JOHN THEODORAKOPOULOS Yellow Brick Road Wealth Management Pty Limited Current 2018-06-29
JOHN THEODORAKOPOULOS Yellow Brick Road Wealth Management Pty Limited Ceased 2018-06-29
SHARON MAREE WALKER Yellow Brick Road Wealth Management Pty Limited Current 2018-06-28
KELLY MARTINE WESELMANN Yellow Brick Road Wealth Management Pty Limited Ceased 2018-04-04
JOHN HALL Yellow Brick Road Wealth Management Pty Limited Current 2017-08-29
MEHMET TAVLI Yellow Brick Road Wealth Management Pty Limited Current 2017-08-02
PETER NICHOLAS AMIRADAKI Yellow Brick Road Wealth Management Pty Limited Current 2017-07-11
CHRISTOPHER TURTLE Yellow Brick Road Wealth Management Pty Limited Current 2017-06-20

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.