DAVID ORTH (Adviser# 001000398) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is March 30, 2013.
| Register Name | Financial Advisers |
| Adviser Name | DAVID ORTH |
| Adviser Number | 001000398 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2013 |
| Financial Service (AFS) Licence |
Licence# 000434290 PROFESSIONAL REPRESENTATIVES PTY LTD |
| Licence ABN | 30162127880 |
| Adviser Start Date | 2013-03-30 |
| Adviser End Date | 2016-11-23 |
| Appointing Representative Name | PROFESSIONAL REPRESENTATIVES PTY LTD |
| Appointing Representative Number | 000434290 |
| Appointing Representative ABN | 30162127880 |
| Disciplinary Action Start Date | 14/02/2018 |
| Disciplinary Action Type | refer to docs 030219141 030219142 030219143 030219144 030219145 EU entered into |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000434290 | PROFESSIONAL REPRESENTATIVES PTY LTD | 2013-03-30 - 2016-11-23 | PROFESSIONAL REPRESENTATIVES PTY LTD |
| Licence Name | PROFESSIONAL REPRESENTATIVES PTY LTD |
| Licence Number | 000434290 |
| Licence ABN | 30162127880 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| MARK CHRISTOPHER DANIEL | Professional Representatives Pty Ltd | Ceased | 2016-03-02 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| MARK CHRISTOPHER DANIEL | Professional Representatives Pty Ltd | Ceased | 2016-03-02 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.