LISA ANNE BAUM


Licensee: WATTLE PARTNERS PTY LTD

LISA ANNE BAUM (Adviser# 001001051) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is November 11, 2010.

Adviser Overview

Register Name Financial Advisers
Adviser Name LISA ANNE BAUM
Adviser Number 001001051
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2000
Financial Service (AFS) Licence Licence# 000383169
WATTLE PARTNERS PTY LTD
Licence ABN 89145903840
Adviser Start Date 2010-11-11
Adviser End Date 2018-06-30
Appointing Representative Name WATTLE PARTNERS PTY LTD
Appointing Representative Number 000383169
Appointing Representative ABN 89145903840

Authorisations to provide financial product advice

  • LISA ANNE BAUM

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000383169 WATTLE PARTNERS PTY LTD 2010-11-11 - 2018-06-30 WATTLE PARTNERS PTY LTD

Licensee Information

Licence Name WATTLE PARTNERS PTY LTD
Licence Number 000383169
Licence ABN 89145903840

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
NICHOLAS ALEXANDER MINTON Wattle Partners Pty Ltd Ceased 2018-02-02
JAMES DAMICOUCAS Wattle Partners Pty Ltd Ceased 2017-07-11
ISHAN DANTANARAYANA Wattle Partners Pty Ltd Current 2016-09-06
ANDREW LEE BUCHTA Wattle Partners Pty Ltd Ceased 2015-04-09
JAMIE MARK NEMTSAS Wattle Partners Pty Ltd Current 2011-11-04
ERLING ASGER SORENSEN Wattle Partners Pty Ltd Ceased 2011-07-01
RUSSELL LLOYD LEES Wattle Partners Pty Ltd Current 2010-11-11
DREW ROBERT MEREDITH Wattle Partners Pty Ltd Current 2010-11-11
ANDREW ROBERT HEIGHT Wattle Partners Pty Ltd Ceased 2010-11-11

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
NICHOLAS ALEXANDER MINTON Wattle Partners Pty Ltd Ceased 2018-02-02
JAMES DAMICOUCAS Wattle Partners Pty Ltd Ceased 2017-07-11
ISHAN DANTANARAYANA Wattle Partners Pty Ltd Current 2016-09-06
ANDREW LEE BUCHTA Wattle Partners Pty Ltd Ceased 2015-04-09
JAMIE MARK NEMTSAS Wattle Partners Pty Ltd Current 2011-11-04
ERLING ASGER SORENSEN Wattle Partners Pty Ltd Ceased 2011-07-01
RUSSELL LLOYD LEES Wattle Partners Pty Ltd Current 2010-11-11
DREW ROBERT MEREDITH Wattle Partners Pty Ltd Current 2010-11-11
ANDREW ROBERT HEIGHT Wattle Partners Pty Ltd Ceased 2010-11-11

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.