KEN CALDERWOOD (Adviser# 001001123) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is May 21, 2018.
| Register Name | Financial Advisers |
| Adviser Name | KEN CALDERWOOD |
| Adviser Number | 001001123 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2004 |
| Financial Service (AFS) Licence |
Licence# 000500435 HAVANA FINANCIAL SERVICES PTY LTD |
| Licence ABN | 90619804518 |
| Licence Controlled By | Alexander EUVRARD |
| Adviser Start Date | 2018-05-21 |
| Adviser End Date | 2018-05-25 |
| Appointing Representative Name | BLUEKITE CAPITAL WEALTH MANAGEMENT PTY. LTD. |
| Appointing Representative Number | 001254815 |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000500435 |
HAVANA FINANCIAL SERVICES PTY LTD
Licence controlled by: Alexander EUVRARD |
2018-05-21 - 2018-05-25 | BLUEKITE CAPITAL WEALTH MANAGEMENT PTY. LTD. |
| 000232705 |
HILLROSS FINANCIAL SERVICES LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: Authorised in MDA services, which is restricted to Limited Authority to Operate services.One off licensee approval is required for all products which are either not on the approved product list or Derivatives. |
2017-06-20 - 2018-04-04 | HILLROSS FINANCIAL SERVICES LIMITED |
| 000281193 |
FIRST CAPITAL FINANCIAL PLANNING PTY LTD
Licence controlled by: PAUL HARDICK ~ ROBERT BACSKO |
2007-10-01 - 2017-03-30 | FIRST CAPITAL FINANCIAL PLANNING PTY LTD |
| Licence Name | HAVANA FINANCIAL SERVICES PTY LTD |
| Licence Number | 000500435 |
| Licence ABN | 90619804518 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| DEAN WEBSTER KIMPTON | Havana Financial Services Pty Ltd | Current | 2018-08-06 |
| DEAN BURKE O'HARA | Havana Financial Services Pty Ltd | Current | 2018-07-04 |
| MICHAEL KEITH WOOD | Havana Financial Services Pty Ltd | Current | 2018-06-19 |
| JOSHUA LANE | Havana Financial Services Pty Ltd | Current | 2018-06-19 |
| MELISSA GOODIN | Havana Financial Services Pty Ltd | Current | 2018-06-09 |
| ALEXANDER BRUCE COOK | Havana Financial Services Pty Ltd | Current | 2018-03-12 |
| THOMAS EUVRARD | Havana Financial Services Pty Ltd | Current | 2018-02-02 |
| NADIA CASSIDY | Havana Financial Services Pty Ltd | Current | 2018-01-09 |
| LACHLAN DOUGLAS SUNDERLAND SCHONFELDER | Havana Financial Services Pty Ltd | Current | 2017-11-27 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| DEAN WEBSTER KIMPTON | Havana Financial Services Pty Ltd | Current | 2018-08-06 |
| DEAN BURKE O'HARA | Havana Financial Services Pty Ltd | Current | 2018-07-04 |
| MICHAEL KEITH WOOD | Havana Financial Services Pty Ltd | Current | 2018-06-19 |
| JOSHUA LANE | Havana Financial Services Pty Ltd | Current | 2018-06-19 |
| MELISSA GOODIN | Havana Financial Services Pty Ltd | Current | 2018-06-09 |
| BRENDAN MARK HECK | Havana Financial Services Pty Ltd | Ceased | 2018-05-21 |
| ALEXANDER BRUCE COOK | Havana Financial Services Pty Ltd | Current | 2018-03-12 |
| THOMAS EUVRARD | Havana Financial Services Pty Ltd | Current | 2018-02-02 |
| NADIA CASSIDY | Havana Financial Services Pty Ltd | Current | 2018-01-09 |
| LACHLAN DOUGLAS SUNDERLAND SCHONFELDER | Havana Financial Services Pty Ltd | Current | 2017-11-27 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.